| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Global X Management CO LLC | 10,623,594 | 10,836,000 | 44.70% | ||
| 2 | GAGNON SECURITIES LLC | 3,418,583 | 3,447,000 | 14.22% | ||
| 3 | CQS Cayman LP | 2,922,153 | 2,981,000 | 12.30% | ||
| 4 | 1832 Asset Management L.P. | 2,600,000 | 2,624,000 | 10.83% | ||
| 5 | Gagnon Advisors, LLC | 1,678,830 | 1,693,000 | 6.98% | ||
| 6 | CANADA PENSION PLAN INVESTMENT BOARD | 616,200 | 623,000 | 2.57% | ||
| 7 | BlackRock Fund Advisors | 322,442 | 329,000 | 1.36% | ||
| 8 | MORGAN STANLEY | 264,729 | 270,000 | 1.11% | ||
| 9 | ANDREEFF EQUITY ADVISORS, LLC | 263,756 | 270,000 | 1.11% | ||
| 10 | GOLDMAN SACHS GROUP INC | 208,270 | 212,000 | 0.87% | ||
| 11 | DEUTSCHE BANK AG\ | 202,050 | 206,000 | 0.85% | ||
| 12 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 162,400 | 166,000 | 0.68% | ||
| 13 | MILLENNIUM MANAGEMENT LLC | 159,304 | 162,000 | 0.67% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 78,205 | 79,000 | 0.33% | ||
| 15 | AQR CAPITAL MANAGEMENT LLC | 49,600 | 51,000 | 0.21% | ||
| 16 | Kovack Advisors, Inc. | 39,117 | 40,000 | 0.17% | ||
| 17 | LMR Partners LLP | 32,443 | 33,000 | 0.14% | ||
| 18 | CREDIT SUISSE AG/ | 32,056 | 33,000 | 0.14% | ||
| 19 | SCHRODER INVESTMENT MANAGEMENT GROUP | 30,000 | 30,335 | 0.13% | ||
| 20 | KEELEY ASSET MANAGEMENT CORP | 25,650 | 26,000 | 0.11% | ||
| 21 | Geduld E E | 25,000 | 26,000 | 0.11% | ||
| 22 | K.J. Harrison & Partners Inc | 25,000 | 25,000 | 0.10% | ||
| 23 | BlackRock Investment Management, LLC | 21,830 | 22,000 | 0.09% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 10,000 | 10,200 | 0.04% | ||
| 25 | ROYAL BANK OF CANADA | 10,000 | 10,000 | 0.04% | ||
| 26 | WELLS FARGO & COMPANY/MN | 8,800 | 9,000 | 0.04% | ||
| 27 | Tower Research Capital LLC (TRC) | 7,875 | 8,000 | 0.03% | ||
| 28 | Creative Planning | 5,000 | 5,000 | 0.02% | ||
| 29 | BANK OF MONTREAL /CAN/ | 4,919 | 5,000 | 0.02% | ||
| 30 | UBS AG | 3,200 | 3,000 | 0.01% | ||
| 31 | BNP PARIBAS FINANCIAL MARKETS | 2,462 | 2,511 | 0.01% | ||
| 32 | CITIGROUP INC | 1,038 | 1,000 | 0.00% | ||
| 33 | BARCLAYS PLC | 1,079 | 1,000 | 0.00% | ||
| 34 | US BANCORP \DE\ | 1,000 | 1,000 | 0.00% | ||
| 35 | TORONTO DOMINION BANK | 1,000 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
