| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Global X Management CO LLC | 7,285,588 | 4,736,000 | 50.77% | ||
| 2 | CQS Cayman LP | 2,941,053 | 1,883,000 | 20.18% | ||
| 3 | VANGUARD GROUP INC | 1,772,000 | 1,152,000 | 12.35% | ||
| 4 | GAGNON SECURITIES LLC | 884,657 | 575,000 | 6.16% | ||
| 5 | UBS Group AG | 389,999 | 254,000 | 2.72% | ||
| 6 | CITADEL ADVISORS LLC | 208,511 | 136,000 | 1.46% | ||
| 7 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 209,431 | 136,000 | 1.46% | ||
| 8 | DEUTSCHE BANK AG\ | 200,000 | 130,000 | 1.39% | ||
| 9 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 100,000 | 65,000 | 0.70% | ||
| 10 | Verity Asset Management, Inc. | 94,618 | 62,000 | 0.66% | ||
| 11 | GOLDMAN SACHS GROUP INC | 47,730 | 31,000 | 0.33% | ||
| 12 | LPL Financial LLC | 40,000 | 27,000 | 0.29% | ||
| 13 | Virtu KCG Holdings LLC | 37,318 | 24,000 | 0.26% | ||
| 14 | TANAKA CAPITAL MANAGEMENT INC | 37,470 | 24,000 | 0.26% | ||
| 15 | Laird Norton Wetherby Wealth Management, LLC | 26,625 | 17,000 | 0.18% | ||
| 16 | Aperio Group, LLC | 26,625 | 17,000 | 0.18% | SH | |
| 17 | K.J. Harrison & Partners Inc | 25,000 | 16,000 | 0.17% | ||
| 18 | Creative Planning | 23,650 | 15,000 | 0.16% | ||
| 19 | Greenwich Wealth Management LLC | 22,000 | 14,000 | 0.15% | ||
| 20 | BANK OF MONTREAL /CAN/ | 13,750 | 9,000 | 0.10% | ||
| 21 | ROYAL BANK OF CANADA | 3,393 | 2,000 | 0.02% | ||
| 22 | TORONTO DOMINION BANK | 1,000 | 1,000 | 0.01% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 1,000 | 0.01% | ||
| 24 | WFG Advisors, LP | 1,500 | 1,000 | 0.01% | ||
| 25 | MORGAN STANLEY | 1,000 | 1,000 | 0.01% | ||
| 26 | CITIGROUP INC | 400 | 0 | 0.00% | ||
| 27 | JPMORGAN CHASE & CO | 106 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
