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CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 1,288 Institutional holders with a total value of $47,475,512,518.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 NOMURA HOLDINGS INC 110,000 11,726,000 0.02% Put
252 ASSOCIATED BANC-CORP 107,007 11,499,000 0.02%
253 REGIONS FINANCIAL CORP 106,782 11,475,000 0.02%
254 NOMURA ASSET MANAGEMENT CO LTD 105,625 11,350,000 0.02%
255 Norinchukin Bank, The 105,478 11,335,000 0.02%
256 SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) 105,407 11,327,000 0.02%
257 FACTORY MUTUAL INSURANCE CO 105,000 11,283,000 0.02%
258 Utah Retirement Systems 104,079 11,185,000 0.02%
259 DAI-ICHI LIFE INSURANCE COMPANY, LTD 101,754 10,934,000 0.02%
260 COMMONWEALTH BANK OF AUSTRALIA 100,093 10,754,000 0.02%
261 CREDIT SUISSE AG/ 98,000 10,531,000 0.02% Call
262 CUTLER INVESTMENT COUNSEL LLC 97,157 10,440,000 0.02%
263 COMMERCE BANK 97,101 10,434,000 0.02%
264 GAM Holding AG 97,042 10,428,000 0.02%
265 BLAIR WILLIAM & CO/IL 96,826 10,405,000 0.02%
266 MN SERVICES VERMOGENSBEHEER B.V. 95,514 10,264,000 0.02%
267 Airain ltd 94,702 10,177,000 0.02%
268 Shelter Mutual Insurance Co 94,300 10,133,000 0.02%
269 NOMURA HOLDINGS INC 95,000 10,127,000 0.02% Call
270 Interval Partners, LP 93,973 10,098,000 0.02%
271 Creative Planning 93,928 10,094,000 0.02%
272 GLENMEDE TRUST CO NA 108,391 10,053,000 0.02%
273 MADISON INVESTMENT HOLDINGS INC 92,788 9,971,000 0.02%
274 TUDOR INVESTMENT CORP ET AL 92,736 9,965,000 0.02%
275 Cambridge Investment Research Advisors, Inc. 92,003 9,887,000 0.02%
276 MARCO INVESTMENT MANAGEMENT LLC 91,600 9,843,000 0.02%
277 LEVIN CAPITAL STRATEGIES, L.P. 90,570 9,733,000 0.02%
278 GENEOS WEALTH MANAGEMENT INC. 90,451 9,719,000 0.02%
279 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 89,897 9,660,000 0.02%
280 Community Bank of Raymore 88,475 9,507,000 0.02%
281 CCM INVESTMENT ADVISERS LLC 86,620 9,308,000 0.02%
282 ADVISOR GROUP, INC. 85,873 9,229,000 0.02%
283 MASON STREET ADVISORS, LLC 81,768 8,787,000 0.02%
284 NATIXIS ADVISORS, LLC 81,344 8,742,000 0.02%
285 FRONT BARNETT ASSOCIATES LLC 81,047 8,709,000 0.02%
286 Westchester Capital Management, Inc. 80,155 8,613,000 0.02%
287 DELTA LLOYD ASSET MANAGEMENT N.V. 79,632 8,557,000 0.02%
288 BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL 77,761 8,356,000 0.02%
289 Tufton Capital Management 77,705 8,350,000 0.02%
290 BB&T SECURITIES, LLC 77,483 8,325,000 0.02%
291 ZACKS INVESTMENT MANAGEMENT 77,413 8,319,000 0.02%
292 VIRGINIA RETIREMENT SYSTEMS ET Al 75,100 8,070,000 0.02%
293 DnB Asset Management AS 75,097 8,069,924 0.02%
294 ARROWGRASS CAPITAL PARTNERS (US) LP 750 8,059,000 0.02% Call
295 Brookstone Capital Management 74,450 8,000,000 0.02%
296 Avalon Investment & Advisory 73,238 7,870,000 0.02%
297 GOFEN & GLOSSBERG LLC /IL/ 72,625 7,804,000 0.02%
298 ENVESTNET ASSET MANAGEMENT INC 72,464 7,784,000 0.02%
299 HUNTINGTON NATIONAL BANK 72,274 7,767,000 0.02%
300 Candriam S.C.A. 72,163 7,755,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.