| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 2,441,012 | 20,187,000 | 15.57% | ||
| 2 | BESSEMER GROUP INC | 2,029,103 | 16,781,000 | 12.94% | ||
| 3 | Trust Asset Management LLC | 1,824,734 | 15,091,000 | 11.64% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,438,624 | 11,896,000 | 9.17% | ||
| 5 | UBS Group AG | 1,197,448 | 9,903,000 | 7.64% | ||
| 6 | SCOPUS ASSET MANAGEMENT, L.P. | 150,000 | 9,731,000 | 7.50% | ||
| 7 | Invesco Ltd. | 779,843 | 6,449,000 | 4.97% | PRN | |
| 8 | Advisors Asset Management, Inc. | 628,919 | 5,201,000 | 4.01% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 583,905 | 4,829,000 | 3.72% | ||
| 10 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 429,009 | 3,563,000 | 2.75% | ||
| 11 | Yorktown Management & Research Co Inc | 390,000 | 3,225,000 | 2.49% | ||
| 12 | MORGAN STANLEY | 272,794 | 2,256,000 | 1.74% | ||
| 13 | HUNTINGTON NATIONAL BANK | 254,200 | 2,102,000 | 1.62% | PRN | |
| 14 | COHEN & STEERS, INC. | 219,243 | 1,813,000 | 1.40% | ||
| 15 | Shaker Financial Services, LLC | 216,560 | 1,791,000 | 1.38% | ||
| 16 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 174,371 | 1,442,000 | 1.11% | ||
| 17 | LPL Financial LLC | 167,065 | 1,417,000 | 1.09% | ||
| 18 | Vident Investment Advisory, LLC | 150,515 | 1,245,000 | 0.96% | ||
| 19 | AMERIPRISE FINANCIAL INC | 138,928 | 1,149,000 | 0.89% | ||
| 20 | BLACKROCK ADVISORS LLC | 135,920 | 1,124,000 | 0.87% | ||
| 21 | Investors Capital Advisory Services | 118,367 | 978,000 | 0.75% | ||
| 22 | BAIRD FINANCIAL GROUP, INC. | 87,336 | 722,000 | 0.56% | ||
| 23 | WOLVERINE ASSET MANAGEMENT LLC | 83,912 | 693,000 | 0.53% | ||
| 24 | DOLIVER ADVISORS, LP | 79,644 | 659,000 | 0.51% | ||
| 25 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 79,142 | 655,000 | 0.51% | ||
| 26 | AQR ARBITRAGE LLC | 69,554 | 575,000 | 0.44% | ||
| 27 | CITIGROUP INC | 62,925 | 520,000 | 0.40% | ||
| 28 | Capital Investment Advisors, LLC | 59,374 | 491,000 | 0.38% | ||
| 29 | BANK OF AMERICA CORP /DE/ | 45,953 | 380,000 | 0.29% | ||
| 30 | MARINER INVESTMENT GROUP LLC | 34,401 | 284,000 | 0.22% | ||
| 31 | USCA RIA LLC | 32,000 | 265,000 | 0.20% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 31,089 | 257,105 | 0.20% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 28,568 | 236,000 | 0.18% | ||
| 34 | GOLDMAN SACHS GROUP INC | 27,475 | 227,000 | 0.18% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 24,967 | 206,000 | 0.16% | ||
| 36 | JPMORGAN CHASE & CO | 23,000 | 190,000 | 0.15% | ||
| 37 | ROYAL BANK OF CANADA | 21,243 | 176,000 | 0.14% | ||
| 38 | Virtu KCG Holdings LLC | 21,031 | 174,000 | 0.13% | ||
| 39 | NWAM LLC | 13,000 | 107,000 | 0.08% | ||
| 40 | STEEL GROVE CAPITAL ADVISORS, LLC | 11,706 | 98,000 | 0.08% | ||
| 41 | Commonwealth Equity Services, Inc | 10,935 | 90,000 | 0.07% | ||
| 42 | US BANCORP \DE\ | 10,472 | 87,000 | 0.07% | ||
| 43 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 10,400 | 86,000 | 0.07% | ||
| 44 | MSI Financial Services Inc | 6,803 | 56,000 | 0.04% | ||
| 45 | PNC FINANCIAL SERVICES GROUP, INC. | 6,472 | 54,000 | 0.04% | ||
| 46 | COLONY GROUP LLC | 5,000 | 41,000 | 0.03% | ||
| 47 | B. Riley Wealth Management, Inc. | 4,500 | 37,000 | 0.03% | ||
| 48 | BANK OF MONTREAL /CAN/ | 4,360 | 36,000 | 0.03% | ||
| 49 | Advisory Services Network, LLC | 4,000 | 34,000 | 0.03% | ||
| 50 | Peachtree Investment Advisors, Inc. | 3,194 | 26,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
