| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BESSEMER GROUP INC | 2,064,103 | 15,625,000 | 16.00% | ||
| 2 | Saba Capital Management, L.P. | 1,992,288 | 15,082,000 | 15.44% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,141,570 | 8,641,000 | 8.85% | ||
| 4 | UBS Group AG | 1,091,269 | 8,261,000 | 8.46% | ||
| 5 | Invesco Ltd. | 791,533 | 5,992,000 | 6.14% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 641,872 | 4,859,000 | 4.98% | ||
| 7 | Advisors Asset Management, Inc. | 626,612 | 4,743,000 | 4.86% | ||
| 8 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 429,009 | 3,241,000 | 3.32% | ||
| 9 | MORGAN STANLEY | 427,257 | 3,234,000 | 3.31% | ||
| 10 | Yorktown Management & Research Co Inc | 390,000 | 2,952,000 | 3.02% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 285,254 | 2,159,000 | 2.21% | ||
| 12 | HUNTINGTON NATIONAL BANK | 278,980 | 2,112,000 | 2.16% | PRN | |
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 246,791 | 1,868,000 | 1.91% | ||
| 14 | Shaker Financial Services, LLC | 229,189 | 1,735,000 | 1.78% | ||
| 15 | COHEN & STEERS, INC. | 219,243 | 1,660,000 | 1.70% | ||
| 16 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 189,220 | 1,432,000 | 1.47% | ||
| 17 | EnTrustPermal Management LLC | 170,800 | 1,293,000 | 1.32% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 157,263 | 1,190,000 | 1.22% | ||
| 19 | AMERIPRISE FINANCIAL INC | 154,200 | 1,170,000 | 1.20% | ||
| 20 | Vident Investment Advisory, LLC | 147,279 | 1,115,000 | 1.14% | ||
| 21 | Curi Capital, LLC | 138,631 | 1,049,000 | 1.07% | ||
| 22 | BLACKROCK ADVISORS LLC | 135,920 | 1,029,000 | 1.05% | ||
| 23 | Investors Capital Advisory Services | 118,167 | 894,000 | 0.92% | ||
| 24 | AQR ARBITRAGE LLC | 111,594 | 845,000 | 0.87% | ||
| 25 | DOLIVER ADVISORS, LP | 98,090 | 743,000 | 0.76% | ||
| 26 | LPL Financial LLC | 93,167 | 705,000 | 0.72% | ||
| 27 | ALLIANCEBERNSTEIN L.P. | 77,540 | 587,000 | 0.60% | ||
| 28 | EATON VANCE MANAGEMENT | 70,983 | 548,000 | 0.56% | ||
| 29 | CITIGROUP INC | 63,419 | 480,000 | 0.49% | ||
| 30 | Capital Investment Advisors, LLC | 58,869 | 446,000 | 0.46% | ||
| 31 | BANK OF AMERICA CORP /DE/ | 39,175 | 297,000 | 0.30% | ||
| 32 | USCA RIA LLC | 33,000 | 250,000 | 0.26% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 31,089 | 235,000 | 0.24% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 28,715 | 218,000 | 0.22% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 25,667 | 194,000 | 0.20% | ||
| 36 | ROYAL BANK OF CANADA | 23,113 | 175,000 | 0.18% | ||
| 37 | Virtu KCG Holdings LLC | 16,725 | 127,000 | 0.13% | ||
| 38 | Commonwealth Equity Services, Inc | 11,793 | 89,000 | 0.09% | ||
| 39 | US BANCORP \DE\ | 10,472 | 80,000 | 0.08% | ||
| 40 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 10,400 | 79,000 | 0.08% | ||
| 41 | MSI Financial Services Inc | 6,932 | 52,000 | 0.05% | ||
| 42 | COLONY GROUP LLC | 5,000 | 38,000 | 0.04% | ||
| 43 | PNC FINANCIAL SERVICES GROUP, INC. | 4,996 | 38,000 | 0.04% | ||
| 44 | Advisory Services Network, LLC | 4,000 | 30,000 | 0.03% | ||
| 45 | BANK OF MONTREAL /CAN/ | 3,495 | 26,000 | 0.03% | ||
| 46 | ENVESTNET ASSET MANAGEMENT INC | 3,000 | 23,000 | 0.02% | ||
| 47 | WELLS FARGO & COMPANY/MN | 1,220 | 9,000 | 0.01% | ||
| 48 | Creative Planning | 1,012 | 8,000 | 0.01% | ||
| 49 | Sunbelt Securities, Inc. | 850 | 6,434 | 0.01% | ||
| 50 | Windsor Capital Management, LLC | 400 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
