| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 2,567,465 | 22,594,000 | 17.68% | ||
| 2 | BESSEMER GROUP INC | 1,979,103 | 17,416,000 | 13.63% | ||
| 3 | Trust Asset Management LLC | 1,829,241 | 16,097,000 | 12.59% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,460,532 | 12,855,000 | 10.06% | ||
| 5 | UBS Group AG | 1,266,579 | 11,146,000 | 8.72% | ||
| 6 | Invesco Ltd. | 728,832 | 6,414,000 | 5.02% | PRN | |
| 7 | Advisors Asset Management, Inc. | 626,285 | 5,511,000 | 4.31% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 575,466 | 5,064,000 | 3.96% | ||
| 9 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 429,009 | 3,780,000 | 2.96% | ||
| 10 | MORGAN STANLEY | 422,715 | 3,719,000 | 2.91% | ||
| 11 | HUNTINGTON NATIONAL BANK | 284,480 | 2,503,000 | 1.96% | ||
| 12 | COHEN & STEERS, INC. | 197,938 | 1,742,000 | 1.36% | ||
| 13 | COHEN & STEERS CAPITAL MANAGEMENT INC | 197,938 | 1,742,000 | 1.36% | ||
| 14 | Yorktown Management & Research Co Inc | 189,000 | 1,664,000 | 1.30% | ||
| 15 | LPL Financial LLC | 181,063 | 1,604,000 | 1.25% | ||
| 16 | AMERIPRISE FINANCIAL INC | 144,252 | 1,274,000 | 1.00% | ||
| 17 | Curi Capital, LLC | 126,325 | 1,112,000 | 0.87% | ||
| 18 | Investors Capital Advisory Services | 119,667 | 1,053,000 | 0.82% | ||
| 19 | DOLIVER ADVISORS, LP | 118,956 | 1,047,000 | 0.82% | ||
| 20 | Shaker Financial Services, LLC | 85,178 | 750,000 | 0.59% | ||
| 21 | Robert W. Baird & Co. Inc | 80,375 | 707,000 | 0.55% | ||
| 22 | AQR ARBITRAGE LLC | 67,754 | 596,000 | 0.47% | ||
| 23 | BLACKROCK ADVISORS LLC | 66,192 | 582,000 | 0.46% | ||
| 24 | CITIGROUP INC | 62,925 | 554,000 | 0.43% | ||
| 25 | Capital Investment Advisors, LLC | 188,883 | 530,000 | 0.41% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 57,693 | 508,000 | 0.40% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 53,638 | 472,000 | 0.37% | ||
| 28 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 52,342 | 461,000 | 0.36% | ||
| 29 | BANK OF AMERICA CORP /DE/ | 46,493 | 409,000 | 0.32% | ||
| 30 | DRW Securities, LLC | 45,000 | 396,000 | 0.31% | ||
| 31 | Kamunting Street Capital Management, L.P. | 35,641 | 314,000 | 0.25% | ||
| 32 | TFS CAPITAL LLC | 34,032 | 299,000 | 0.23% | ||
| 33 | GOLDMAN SACHS GROUP INC | 32,176 | 283,000 | 0.22% | ||
| 34 | WOLVERINE ASSET MANAGEMENT LLC | 27,238 | 239,000 | 0.19% | ||
| 35 | AMERICAN INTERNATIONAL GROUP, INC. | 26,595 | 234,035 | 0.18% | ||
| 36 | USCA RIA LLC | 26,000 | 229,000 | 0.18% | ||
| 37 | Arete Wealth Advisors, LLC | 25,345 | 224,000 | 0.18% | ||
| 38 | Cambridge Investment Research Advisors, Inc. | 25,167 | 221,000 | 0.17% | ||
| 39 | JPMORGAN CHASE & CO | 23,000 | 202,000 | 0.16% | ||
| 40 | FIFTH THIRD BANCORP | 22,875 | 201,000 | 0.16% | ||
| 41 | ROYAL BANK OF CANADA | 19,914 | 175,000 | 0.14% | ||
| 42 | NWAM LLC | 13,885 | 122,000 | 0.10% | ||
| 43 | TRUIST FINANCIAL CORP | 11,737 | 103,000 | 0.08% | ||
| 44 | STEEL GROVE CAPITAL ADVISORS, LLC | 11,489 | 102,000 | 0.08% | ||
| 45 | Commonwealth Equity Services, Inc | 10,853 | 96,000 | 0.08% | ||
| 46 | US BANCORP \DE\ | 10,400 | 92,000 | 0.07% | ||
| 47 | PNC FINANCIAL SERVICES GROUP, INC. | 7,100 | 62,000 | 0.05% | ||
| 48 | MSI Financial Services Inc | 6,689 | 59,000 | 0.05% | ||
| 49 | COLONY GROUP LLC | 5,000 | 44,000 | 0.03% | ||
| 50 | B. Riley Wealth Management, Inc. | 4,500 | 39,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
