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WELLS FARGO INCOME OPPORTUNI
WELLS FARGO INCOME OPPORTUNI. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 66 Institutional holders with a total value of $120,952,910.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEW ENGLAND SECURITIES CORP /MA/ 151 1,000 0.00%
2 MUFG Americas Holdings Corp 225 2,000 0.00%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 500 4,000 0.00%
4 Tower Research Capital LLC (TRC) 487 4,000 0.00%
5 WELLS FARGO & COMPANY/MN 1,022 9,000 0.01%
6 REILLY FINANCIAL ADVISORS, LLC 1,000 9,000 0.01%
7 DEUTSCHE BANK AG\ 1,133 10,000 0.01%
8 Gradient Investments LLC 1,079 10,000 0.01%
9 Stratos Wealth Partners, LTD. 1,163 10,339 0.01%
10 WFG Advisors, LP 1,212 11,000 0.01%
11 B. Riley Wealth Management, Inc. 1,500 13,000 0.01%
12 PEOPLES FINANCIAL SERVICES CORP. 1,800 16,000 0.01%
13 ENVESTNET ASSET MANAGEMENT INC 2,500 22,000 0.02%
14 PNC FINANCIAL SERVICES GROUP, INC. 2,623 23,000 0.02%
15 Peachtree Investment Advisors, Inc. 3,051 27,000 0.02%
16 B. Riley Wealth Advisors, Inc. 3,700 33,000 0.03%
17 BANK OF MONTREAL /CAN/ 4,360 39,000 0.03%
18 PANAGORA ASSET MANAGEMENT INC 4,465 40,000 0.03%
19 COLONY GROUP LLC 5,000 44,000 0.04%
20 Creative Planning 5,815 52,000 0.04%
21 MSI Financial Services Inc 6,429 57,000 0.05%
22 BNP PARIBAS FINANCIAL MARKETS 7,500 66,675 0.06%
23 US BANCORP \DE\ 10,400 92,000 0.08%
24 Commonwealth Equity Services, Inc 13,658 121,000 0.10%
25 NWAM LLC 13,885 123,000 0.10%
26 BOOTHBAY FUND MANAGEMENT, LLC 17,640 157,000 0.13%
27 NATIONAL PLANNING CORP 18,295 160,081 0.13%
28 TWO SIGMA SECURITIES, LLC 19,186 171,000 0.14%
29 BLACKROCK ADVISORS LLC 19,824 176,000 0.15%
30 AMERICAN INTERNATIONAL GROUP, INC. 22,589 200,815 0.17%
31 FIFTH THIRD BANCORP 22,875 203,000 0.17%
32 JPMORGAN CHASE & CO 23,000 204,000 0.17%
33 USCA RIA LLC 23,000 204,000 0.17%
34 ROYAL BANK OF CANADA 24,385 217,000 0.18%
35 Arete Wealth Advisors, LLC 25,345 225,000 0.19%
36 Cambridge Investment Research Advisors, Inc. 26,417 235,000 0.19%
37 Citizens Business Bank 42,278 376,000 0.31%
38 BANK OF AMERICA CORP /DE/ 42,386 377,000 0.31%
39 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 51,123 454,000 0.38%
40 RIVERNORTH CAPITAL MANAGEMENT, LLC 52,342 465,000 0.38%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 58,085 516,000 0.43%
42 Capital Investment Advisors, LLC 61,239 544,000 0.45%
43 CITIGROUP INC 63,744 566,000 0.47%
44 DRW Securities, LLC 68,427 608,000 0.50%
45 Robert W. Baird & Co. Inc 82,343 732,000 0.61%
46 AQR CAPITAL MANAGEMENT LLC 87,456 777,000 0.64%
47 MARINER INVESTMENT GROUP LLC 91,000 809,000 0.67%
48 Investors Capital Advisory Services 120,782 1,073,000 0.89%
49 WOLVERINE ASSET MANAGEMENT LLC 138,045 1,227,000 1.01%
50 Kamunting Street Capital Management, L.P. 146,578 1,303,000 1.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.