| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 1,819,830 | 20,509,000 | 22.51% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,700,849 | 19,169,000 | 21.04% | ||
| 3 | Karpus Management, Inc. | 877,210 | 9,886,000 | 10.85% | ||
| 4 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 711,588 | 8,020,000 | 8.80% | ||
| 5 | MORGAN STANLEY | 626,988 | 7,067,000 | 7.76% | ||
| 6 | Invesco Ltd. | 469,245 | 5,288,000 | 5.81% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 345,695 | 3,896,000 | 4.28% | ||
| 8 | ICON ADVISERS INC/CO | 316,002 | 3,561,000 | 3.91% | ||
| 9 | HL FINANCIAL SERVICES LLC | 188,651 | 2,126,000 | 2.33% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 164,370 | 1,853,000 | 2.03% | ||
| 11 | Janney Montgomery Scott LLC | 108,090 | 1,218,174 | 1.34% | ||
| 12 | GRACE & WHITE INC /NY | 103,639 | 1,168,000 | 1.28% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 102,924 | 1,160,000 | 1.27% | ||
| 14 | UBS Group AG | 76,911 | 866,000 | 0.95% | ||
| 15 | DOLIVER ADVISORS, LP | 53,795 | 606,000 | 0.67% | ||
| 16 | Horizon Kinetics LLC | 45,969 | 518,000 | 0.57% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 40,199 | 453,000 | 0.50% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 39,551 | 446,000 | 0.49% | ||
| 19 | ROYAL BANK OF CANADA | 39,257 | 442,000 | 0.49% | ||
| 20 | Hilltop Holdings Inc. | 35,690 | 402,000 | 0.44% | ||
| 21 | PANAGORA ASSET MANAGEMENT INC | 34,610 | 390,000 | 0.43% | ||
| 22 | GEODE CAPITAL MANAGEMENT, LLC | 31,595 | 356,000 | 0.39% | PRN | |
| 23 | PAYDEN & RYGEL | 29,100 | 328,000 | 0.36% | ||
| 24 | US BANCORP \DE\ | 28,056 | 317,000 | 0.35% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,074 | 283,000 | 0.31% | ||
| 26 | LPL Financial LLC | 13,372 | 150,000 | 0.16% | ||
| 27 | Virtu KCG Holdings LLC | 13,090 | 148,000 | 0.16% | ||
| 28 | Peachtree Investment Advisors, Inc. | 12,750 | 144,000 | 0.16% | ||
| 29 | SMITH HAYES Advisers, Inc | 11,600 | 131,000 | 0.14% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 8,564 | 96,000 | 0.11% | ||
| 31 | RISK PARADIGM GROUP, LLC | 2,042 | 23,013 | 0.03% | ||
| 32 | SIGNATUREFD, LLC | 2,002 | 23,000 | 0.03% | ||
| 33 | WHITTIER TRUST CO | 1,731 | 20,000 | 0.02% | ||
| 34 | BANK OF MONTREAL /CAN/ | 1,400 | 16,000 | 0.02% | ||
| 35 | Highlander Capital Management, LLC | 500 | 6,000 | 0.01% | ||
| 36 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 409 | 5,000 | 0.01% | ||
| 37 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 115 | 1,000 | 0.00% | ||
| 38 | Winslow, Evans & Crocker, Inc. | 50 | 564 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
