| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 1,952,140 | 22,352,000 | 21.38% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,265,496 | 14,489,000 | 13.86% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 1,167,004 | 13,362,000 | 12.78% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 826,154 | 9,459,000 | 9.05% | ||
| 5 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 766,988 | 8,782,000 | 8.40% | ||
| 6 | MORGAN STANLEY | 615,720 | 7,050,000 | 6.74% | ||
| 7 | NORTHERN CAPITAL MANAGEMENT LLC | 493,347 | 5,649,000 | 5.40% | ||
| 8 | Invesco Ltd. | 403,580 | 4,621,000 | 4.42% | ||
| 9 | HL FINANCIAL SERVICES LLC | 191,516 | 2,193,000 | 2.10% | ||
| 10 | UBS Group AG | 184,081 | 2,108,000 | 2.02% | ||
| 11 | ROYAL BANK OF CANADA | 151,243 | 1,974,000 | 1.89% | ||
| 12 | GRACE & WHITE INC /NY | 132,149 | 1,513,000 | 1.45% | ||
| 13 | GEODE CAPITAL MANAGEMENT, LLC | 108,366 | 1,240,000 | 1.19% | ||
| 14 | Janney Montgomery Scott LLC | 108,005 | 1,237,000 | 1.18% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 60,288 | 690,000 | 0.66% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 57,935 | 663,000 | 0.63% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 49,537 | 567,000 | 0.54% | ||
| 18 | Laurion Capital Management LP | 48,256 | 553,000 | 0.53% | ||
| 19 | Hilltop Holdings Inc. | 46,900 | 537,000 | 0.51% | ||
| 20 | DOLIVER ADVISORS, LP | 46,461 | 532,000 | 0.51% | ||
| 21 | Cambridge Investment Research Advisors, Inc. | 40,760 | 467,000 | 0.45% | ||
| 22 | First Eagle Investment Management, LLC | 39,600 | 453,000 | 0.43% | ||
| 23 | Horizon Kinetics LLC | 29,217 | 334,000 | 0.32% | ||
| 24 | PAYDEN & RYGEL | 29,100 | 333,000 | 0.32% | ||
| 25 | Point View Wealth Management, Inc. | 28,002 | 321,000 | 0.31% | ||
| 26 | US BANCORP \DE\ | 27,006 | 309,000 | 0.30% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 24,490 | 280,000 | 0.27% | ||
| 28 | Bank of New York Mellon Corp | 24,000 | 275,000 | 0.26% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,200 | 254,000 | 0.24% | ||
| 30 | D.A. DAVIDSON & CO. | 21,000 | 240,000 | 0.23% | ||
| 31 | ROBERTS GLORE & CO INC /IL/ | 20,561 | 235,000 | 0.22% | ||
| 32 | LaFleur & Godfrey LLC | 17,500 | 200,000 | 0.19% | ||
| 33 | Commonwealth Equity Services, Inc | 15,320 | 175,000 | 0.17% | ||
| 34 | LEVIN CAPITAL STRATEGIES, L.P. | 14,522 | 166,000 | 0.16% | ||
| 35 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 12,188 | 140,000 | 0.13% | ||
| 36 | AMERIPRISE FINANCIAL INC | 11,990 | 137,000 | 0.13% | ||
| 37 | WEDBUSH SECURITIES INC | 10,127 | 116,000 | 0.11% | ||
| 38 | OPPENHEIMER & CO INC | 10,000 | 115,000 | 0.11% | ||
| 39 | Ancora Advisors LLC | 10,000 | 114,000 | 0.11% | ||
| 40 | CITIGROUP INC | 9,042 | 104,000 | 0.10% | ||
| 41 | CWM, LLC | 3,100 | 35,000 | 0.03% | ||
| 42 | Creative Planning | 3,080 | 35,000 | 0.03% | ||
| 43 | WHITTIER TRUST CO | 1,736 | 20,000 | 0.02% | ||
| 44 | WESTPORT RESOURCES MANAGEMENT INC | 1,643 | 19,000 | 0.02% | ||
| 45 | NEXT Financial Group, Inc | 1,295 | 15,000 | 0.01% | ||
| 46 | Thomas J. Herzfeld Advisors, Inc. | 1,317 | 15,000 | 0.01% | ||
| 47 | BANK OF MONTREAL /CAN/ | 1,301 | 15,000 | 0.01% | ||
| 48 | RISK PARADIGM GROUP, LLC | 922 | 10,556 | 0.01% | ||
| 49 | IFP ADVISORS, INC | 825 | 9,000 | 0.01% | ||
| 50 | MSI Financial Services Inc | 551 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
