| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 2,089,824 | 22,048,000 | 23.25% | ||
| 2 | 1607 Capital Partners, LLC | 2,059,980 | 21,733,000 | 22.92% | ||
| 3 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 784,076 | 8,272,000 | 8.72% | ||
| 4 | MORGAN STANLEY | 604,992 | 6,383,000 | 6.73% | ||
| 5 | Karpus Management, Inc. | 569,082 | 6,004,000 | 6.33% | ||
| 6 | Invesco Ltd. | 461,637 | 4,870,000 | 5.14% | ||
| 7 | NORTHERN CAPITAL MANAGEMENT LLC | 446,687 | 4,713,000 | 4.97% | ||
| 8 | MARINER INVESTMENT GROUP LLC | 345,695 | 3,647,000 | 3.85% | ||
| 9 | ICON ADVISERS INC/CO | 335,931 | 3,544,000 | 3.74% | ||
| 10 | HL FINANCIAL SERVICES LLC | 190,834 | 2,013,000 | 2.12% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 175,755 | 1,854,000 | 1.95% | ||
| 12 | GRACE & WHITE INC /NY | 132,149 | 1,394,000 | 1.47% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 114,607 | 1,209,000 | 1.27% | ||
| 14 | Janney Montgomery Scott LLC | 107,890 | 1,138,000 | 1.20% | ||
| 15 | DOLIVER ADVISORS, LP | 56,663 | 598,000 | 0.63% | ||
| 16 | UBS Group AG | 52,587 | 555,000 | 0.59% | ||
| 17 | Hilltop Holdings Inc. | 46,900 | 495,000 | 0.52% | ||
| 18 | Horizon Kinetics LLC | 44,512 | 470,000 | 0.50% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 43,970 | 464,000 | 0.49% | ||
| 20 | ROYAL BANK OF CANADA | 37,302 | 393,000 | 0.41% | ||
| 21 | GEODE CAPITAL MANAGEMENT, LLC | 35,908 | 378,000 | 0.40% | PRN | |
| 22 | WOLVERINE ASSET MANAGEMENT LLC | 32,055 | 338,000 | 0.36% | ||
| 23 | Context Capital Management, LLC | 29,900 | 315,000 | 0.33% | ||
| 24 | PAYDEN & RYGEL | 29,100 | 307,000 | 0.32% | ||
| 25 | US BANCORP \DE\ | 27,006 | 285,000 | 0.30% | ||
| 26 | Bank of New York Mellon Corp | 25,400 | 268,000 | 0.28% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 23,101 | 243,000 | 0.26% | ||
| 28 | SMITH HAYES Advisers, Inc | 20,000 | 211,000 | 0.22% | ||
| 29 | RAYMOND JAMES & ASSOCIATES | 19,362 | 204,000 | 0.22% | ||
| 30 | TFS CAPITAL LLC | 18,900 | 199,000 | 0.21% | ||
| 31 | LPL Financial LLC | 12,063 | 127,000 | 0.13% | ||
| 32 | Thomas J. Herzfeld Advisors, Inc. | 5,340 | 56,000 | 0.06% | ||
| 33 | BLACKROCK ADVISORS LLC | 3,167 | 33,000 | 0.03% | ||
| 34 | RISK PARADIGM GROUP, LLC | 2,042 | 21,543 | 0.02% | ||
| 35 | WHITTIER TRUST CO | 1,731 | 18,000 | 0.02% | ||
| 36 | BANK OF MONTREAL /CAN/ | 1,400 | 15,000 | 0.02% | ||
| 37 | Creative Planning | 980 | 10,000 | 0.01% | ||
| 38 | Highlander Capital Management, LLC | 500 | 5,000 | 0.01% | ||
| 39 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 409 | 4,000 | 0.00% | ||
| 40 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 115 | 1,000 | 0.00% | ||
| 41 | Winslow, Evans & Crocker, Inc. | 50 | 528 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
