| 1 |
GUGGENHEIM CAPITAL LLC |
1,126,885 |
10,106,000 |
15.26% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
835,282 |
7,492,000 |
11.31% |
|
|
| 3 |
MORGAN STANLEY |
813,772 |
7,300,000 |
11.02% |
|
|
| 4 |
Invesco Ltd. |
725,332 |
6,506,000 |
9.82% |
|
|
| 5 |
SIT INVESTMENT ASSOCIATES INC |
603,425 |
5,413,000 |
8.17% |
|
|
| 6 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
601,745 |
5,398,000 |
8.15% |
|
|
| 7 |
Shaker Financial Services, LLC |
385,154 |
3,455,000 |
5.22% |
|
|
| 8 |
Capital Investment Advisors, LLC |
342,297 |
3,070,000 |
4.63% |
|
|
| 9 |
TRUST & FIDUCIARY MANAGEMENT SERVICES INC |
264,734 |
2,375,000 |
3.59% |
|
|
| 10 |
WOLVERINE ASSET MANAGEMENT LLC |
223,392 |
2,003,000 |
3.02% |
|
|
| 11 |
UBS Group AG |
151,627 |
1,360,000 |
2.05% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
129,900 |
1,165,000 |
1.76% |
|
|
| 13 |
COHEN & STEERS, INC. |
112,050 |
1,005,000 |
1.52% |
|
|
| 14 |
Advisors Asset Management, Inc. |
110,819 |
994,000 |
1.50% |
|
|
| 15 |
Yorktown Management & Research Co Inc |
110,000 |
987,000 |
1.49% |
|
|
| 16 |
Curi Capital, LLC |
105,673 |
948,000 |
1.43% |
|
|
| 17 |
LPL Financial LLC |
101,820 |
912,000 |
1.38% |
|
|
| 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
86,492 |
776,000 |
1.17% |
|
|
| 19 |
AQR ARBITRAGE LLC |
82,730 |
742,000 |
1.12% |
|
|
| 20 |
DOLIVER ADVISORS, LP |
72,128 |
647,000 |
0.98% |
|
|
| 21 |
BAIRD FINANCIAL GROUP, INC. |
44,494 |
399,000 |
0.60% |
|
|
| 22 |
WEDBUSH SECURITIES INC |
43,500 |
390,000 |
0.59% |
|
|
| 23 |
Laurion Capital Management LP |
39,579 |
355,000 |
0.54% |
|
|
| 24 |
Raymond James Financial Services Advisors, Inc. |
31,350 |
281,000 |
0.42% |
|
|
| 25 |
Global Endowment Management, LP |
30,000 |
269,000 |
0.41% |
|
|
| 26 |
CITIGROUP INC |
25,573 |
229,000 |
0.35% |
|
|
| 27 |
CLOUGH CAPITAL PARTNERS L P |
20,800 |
187,000 |
0.28% |
|
|
| 28 |
Winslow, Evans & Crocker, Inc. |
20,128 |
180,542 |
0.27% |
|
|
| 29 |
TFS CAPITAL LLC |
19,116 |
171,000 |
0.26% |
|
|
| 30 |
Janney Montgomery Scott LLC |
18,434 |
165,000 |
0.25% |
|
|
| 31 |
WELLS FARGO & COMPANY/MN |
17,077 |
153,000 |
0.23% |
|
|
| 32 |
Cetera Advisors LLC |
16,413 |
148,000 |
0.22% |
|
|
| 33 |
AMERICAN INTERNATIONAL GROUP, INC. |
14,268 |
128,000 |
0.19% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
13,300 |
120,000 |
0.18% |
|
|
| 35 |
Commonwealth Equity Services, Inc |
12,766 |
115,000 |
0.17% |
|
|
| 36 |
KEYBANK NATIONAL ASSOCIATION/OH |
10,525 |
94,000 |
0.14% |
|
|
| 37 |
ROYAL BANK OF CANADA |
7,300 |
65,000 |
0.10% |
|
|
| 38 |
PNC FINANCIAL SERVICES GROUP, INC. |
6,678 |
59,000 |
0.09% |
|
|
| 39 |
MSI Financial Services Inc |
2,509 |
23,000 |
0.03% |
|
|
| 40 |
US BANCORP \DE\ |
2,000 |
18,000 |
0.03% |
|
|
| 41 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,100 |
10,000 |
0.02% |
|
|
| 42 |
BANK OF MONTREAL /CAN/ |
1,000 |
9,000 |
0.01% |
|
|
| 43 |
WASHINGTON TRUST BANK |
923 |
8,000 |
0.01% |
|
|
| 44 |
Windsor Capital Management, LLC |
400 |
3,000 |
0.00% |
|
|
| 45 |
NEXT Financial Group, Inc |
400 |
3,000 |
0.00% |
|
|
| 46 |
Creative Planning |
8 |
0 |
0.00% |
|
|
