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WESTERN ASSET GLOBAL HIGH IN
WESTERN ASSET GLOBAL HIGH IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 57 Institutional holders with a total value of $65,885,819.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 940,732 9,586,000 14.55%
2 MORGAN STANLEY 821,709 8,374,000 12.71%
3 Invesco Ltd. 699,787 7,131,000 10.82%
4 SIT INVESTMENT ASSOCIATES INC 511,707 5,214,000 7.91%
5 UBS Group AG 452,818 4,614,000 7.00%
6 Saba Capital Management, L.P. 402,926 4,106,000 6.23%
7 CITIGROUP INC 342,711 3,492,000 5.30%
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 333,455 3,398,000 5.16%
9 COHEN & STEERS, INC. 325,329 3,315,000 5.03%
10 Capital Investment Advisors, LLC 270,330 2,755,000 4.18%
11 BANK OF AMERICA CORP /DE/ 148,079 1,509,000 2.29%
12 WEDBUSH SECURITIES INC 127,099 1,295,000 1.97%
13 Advisors Asset Management, Inc. 116,387 1,186,000 1.80%
14 LPL Financial LLC 109,403 1,106,000 1.68%
15 BAIRD FINANCIAL GROUP, INC. 105,056 1,071,000 1.63%
16 Shaker Financial Services, LLC 90,915 926,000 1.41%
17 Laurion Capital Management LP 83,863 855,000 1.30%
18 Yorktown Management & Research Co Inc 77,377 788,000 1.20%
19 ROWLAND CARMICHAEL ADVISORS INC /ADV 38,449 392,000 0.59%
20 Global Endowment Management, LP 30,000 306,000 0.46%
21 Raymond James Financial Services Advisors, Inc. 29,980 305,000 0.46%
22 ROBINSON CAPITAL MANAGEMENT, LLC 23,810 243,000 0.37%
23 Fiera Capital Corp 22,852 233,000 0.35%
24 Cambridge Investment Research Advisors, Inc. 22,491 229,000 0.35%
25 WELLS FARGO & COMPANY/MN 21,162 216,000 0.33%
26 First Allied Advisory Services, Inc. 20,812 212,000 0.32%
27 MSI Financial Services Inc 19,855 202,000 0.31%
28 DOLIVER ADVISORS, LP 18,409 188,000 0.29%
29 LEVIN CAPITAL STRATEGIES, L.P. 18,206 186,000 0.28%
30 UNITED CAPITAL FINANCIAL ADVISORS, LLC 18,167 185,000 0.28%
31 RAYMOND JAMES & ASSOCIATES 18,155 185,000 0.28%
32 SHUFRO ROSE & CO LLC 17,929 183,000 0.28% PRN
33 Commonwealth Equity Services, Inc 17,713 181,000 0.27%
34 ADVISOR GROUP, INC. 16,775 171,000 0.26%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,603 170,000 0.26%
36 STIFEL FINANCIAL CORP 16,639 169,000 0.26%
37 Janney Montgomery Scott LLC 16,519 168,000 0.25%
38 ROYAL BANK OF CANADA 13,930 142,000 0.22%
39 Cetera Advisors LLC 12,021 121,000 0.18%
40 CARDAN CAPITAL PARTNERS, LLC 11,830 121,000 0.18%
41 CETERA INVESTMENT ADVISERS 11,450 117,000 0.18%
42 MOSAIC FAMILY WEALTH, LLC 11,125 113,000 0.17%
43 PNC FINANCIAL SERVICES GROUP, INC. 9,507 97,000 0.15%
44 IFP ADVISORS, INC 8,168 83,000 0.13%
45 MYCIO WEALTH PARTNERS, LLC 6,372 65,000 0.10%
46 Winslow, Evans & Crocker, Inc. 4,288 43,686 0.07%
47 ENVESTNET ASSET MANAGEMENT INC 3,506 36,000 0.05%
48 Bartlett & Co. LLC 2,982 30,000 0.05%
49 Carroll Financial Associates, Inc. 1,820 18,000 0.03%
50 BANK OF MONTREAL /CAN/ 1,200 12,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.