| 1 |
GUGGENHEIM CAPITAL LLC |
896,674 |
8,706,000 |
17.41% |
|
|
| 2 |
MORGAN STANLEY |
730,402 |
7,091,000 |
14.18% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
672,707 |
6,532,000 |
13.06% |
|
|
| 4 |
Invesco Ltd. |
613,898 |
5,961,000 |
11.92% |
|
|
| 5 |
Laurion Capital Management LP |
413,544 |
4,016,000 |
8.03% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
337,019 |
3,272,000 |
6.54% |
|
|
| 7 |
Capital Investment Advisors, LLC |
273,254 |
2,653,000 |
5.30% |
|
|
| 8 |
COHEN & STEERS, INC. |
235,325 |
2,285,000 |
4.57% |
|
|
| 9 |
UBS Group AG |
170,407 |
1,655,000 |
3.31% |
|
|
| 10 |
BAIRD FINANCIAL GROUP, INC. |
108,007 |
1,051,000 |
2.10% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
99,824 |
969,000 |
1.94% |
|
|
| 12 |
LPL Financial LLC |
93,300 |
920,000 |
1.84% |
|
|
| 13 |
WEDBUSH SECURITIES INC |
82,777 |
804,000 |
1.61% |
|
|
| 14 |
Advisors Asset Management, Inc. |
76,844 |
746,000 |
1.49% |
|
|
| 15 |
ROWLAND CARMICHAEL ADVISORS INC /ADV |
31,425 |
305,000 |
0.61% |
|
|
| 16 |
Global Endowment Management, LP |
30,000 |
291,000 |
0.58% |
|
|
| 17 |
Raymond James Financial Services Advisors, Inc. |
28,154 |
273,000 |
0.55% |
|
|
| 18 |
AQR ARBITRAGE LLC |
26,896 |
261,000 |
0.52% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
23,305 |
226,000 |
0.45% |
|
|
| 20 |
Virtu KCG Holdings LLC |
22,954 |
223,000 |
0.45% |
|
|
| 21 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
18,167 |
182,000 |
0.36% |
|
|
| 22 |
MSI Financial Services Inc |
17,337 |
168,000 |
0.34% |
|
|
| 23 |
Cetera Advisors LLC |
15,171 |
146,000 |
0.29% |
|
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
14,841 |
144,000 |
0.29% |
|
|
| 25 |
Janney Montgomery Scott LLC |
16,369 |
143,000 |
0.29% |
|
|
| 26 |
RAYMOND JAMES & ASSOCIATES |
14,737 |
143,000 |
0.29% |
|
|
| 27 |
Commonwealth Equity Services, Inc |
13,862 |
135,000 |
0.27% |
|
|
| 28 |
CITIGROUP INC |
12,382 |
120,000 |
0.24% |
|
|
| 29 |
ADVISOR GROUP, INC. |
11,374 |
109,000 |
0.22% |
|
|
| 30 |
MOSAIC FAMILY WEALTH, LLC |
10,972 |
107,000 |
0.21% |
|
|
| 31 |
KEYBANK NATIONAL ASSOCIATION/OH |
10,525 |
102,000 |
0.20% |
|
|
| 32 |
ROYAL BANK OF CANADA |
8,671 |
84,000 |
0.17% |
|
|
| 33 |
IFP ADVISORS, INC |
8,168 |
79,000 |
0.16% |
|
|
| 34 |
Winslow, Evans & Crocker, Inc. |
4,288 |
41,628 |
0.08% |
|
|
| 35 |
Livingston Group Asset Management CO (operating as Southport Capital Management) |
1,500 |
15,000 |
0.03% |
|
|
| 36 |
BANK OF MONTREAL /CAN/ |
1,000 |
10,000 |
0.02% |
|
|
| 37 |
WASHINGTON TRUST BANK |
923 |
9,000 |
0.02% |
|
|
| 38 |
Creative Planning |
893 |
9,000 |
0.02% |
|
|
| 39 |
PNC FINANCIAL SERVICES GROUP, INC. |
953 |
9,000 |
0.02% |
|
|
| 40 |
West Oak Capital, LLC |
700 |
6,797 |
0.01% |
|
|
| 41 |
NEXT Financial Group, Inc |
400 |
3,000 |
0.01% |
|
|
| 42 |
PENSERRA CAPITAL MANAGEMENT LLC |
332 |
3,000 |
0.01% |
|
|
| 43 |
Tower Research Capital LLC (TRC) |
200 |
2,000 |
0.00% |
|
|
| 44 |
WOLVERINE TRADING LP /BD |
187 |
1,801 |
0.00% |
|
|
