| 1 |
GUGGENHEIM CAPITAL LLC |
765,711 |
6,922,000 |
11.48% |
|
|
| 2 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
749,263 |
6,773,000 |
11.23% |
|
|
| 3 |
MORGAN STANLEY |
725,567 |
6,560,000 |
10.88% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
710,508 |
6,423,000 |
10.65% |
|
|
| 5 |
SIT INVESTMENT ASSOCIATES INC |
675,607 |
6,107,000 |
10.13% |
|
|
| 6 |
Invesco Ltd. |
618,120 |
5,588,000 |
9.27% |
|
|
| 7 |
Capital Investment Advisors, LLC |
293,547 |
2,654,000 |
4.40% |
|
|
| 8 |
Saba Capital Management, L.P. |
272,938 |
2,467,000 |
4.09% |
|
|
| 9 |
Laurion Capital Management LP |
243,046 |
2,197,000 |
3.64% |
|
|
| 10 |
LPL Financial LLC |
170,372 |
1,509,000 |
2.50% |
|
|
| 11 |
COHEN & STEERS, INC. |
145,574 |
1,316,000 |
2.18% |
|
|
| 12 |
WOLVERINE ASSET MANAGEMENT LLC |
145,109 |
1,311,000 |
2.17% |
|
|
| 13 |
UBS Group AG |
142,101 |
1,285,000 |
2.13% |
|
|
| 14 |
AQR ARBITRAGE LLC |
125,083 |
1,131,000 |
1.88% |
|
|
| 15 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
124,041 |
1,121,000 |
1.86% |
|
|
| 16 |
Yorktown Management & Research Co Inc |
110,000 |
994,000 |
1.65% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
106,801 |
965,000 |
1.60% |
|
|
| 18 |
Raymond James Financial Services Advisors, Inc. |
99,740 |
902,000 |
1.50% |
|
|
| 19 |
Advisors Asset Management, Inc. |
86,068 |
778,000 |
1.29% |
|
|
| 20 |
WEDBUSH SECURITIES INC |
68,500 |
619,000 |
1.03% |
|
|
| 21 |
BAIRD FINANCIAL GROUP, INC. |
50,566 |
457,000 |
0.76% |
|
|
| 22 |
ROWLAND CARMICHAEL ADVISORS INC /ADV |
36,425 |
329,000 |
0.55% |
|
|
| 23 |
Global Endowment Management, LP |
30,000 |
271,000 |
0.45% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
19,923 |
180,000 |
0.30% |
|
|
| 25 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
18,167 |
164,000 |
0.27% |
|
|
| 26 |
Cetera Advisors LLC |
16,671 |
151,000 |
0.25% |
|
|
| 27 |
Commonwealth Equity Services, Inc |
15,148 |
137,000 |
0.23% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
15,002 |
136,000 |
0.23% |
|
|
| 29 |
MSI Financial Services Inc |
14,311 |
129,000 |
0.21% |
|
|
| 30 |
SG Americas Securities, LLC |
12,705 |
115,000 |
0.19% |
|
|
| 31 |
CITIGROUP INC |
12,398 |
112,000 |
0.19% |
|
|
| 32 |
MOSAIC FAMILY WEALTH, LLC |
10,814 |
97,000 |
0.16% |
|
|
| 33 |
KEYBANK NATIONAL ASSOCIATION/OH |
10,525 |
95,000 |
0.16% |
|
|
| 34 |
IFP ADVISORS, INC |
8,168 |
74,000 |
0.12% |
|
|
| 35 |
ROYAL BANK OF CANADA |
7,814 |
71,000 |
0.12% |
|
|
| 36 |
BANK OF MONTREAL /CAN/ |
7,461 |
67,000 |
0.11% |
|
|
| 37 |
Winslow, Evans & Crocker, Inc. |
3,537 |
31,974 |
0.05% |
|
|
| 38 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,449 |
22,000 |
0.04% |
|
|
| 39 |
PNC FINANCIAL SERVICES GROUP, INC. |
953 |
9,000 |
0.01% |
|
|
| 40 |
WASHINGTON TRUST BANK |
923 |
8,000 |
0.01% |
|
|
| 41 |
Creative Planning |
514 |
5,000 |
0.01% |
|
|
| 42 |
Tower Research Capital LLC (TRC) |
567 |
5,000 |
0.01% |
|
|
| 43 |
PENSERRA CAPITAL MANAGEMENT LLC |
332 |
3,000 |
0.00% |
|
|
| 44 |
NEXT Financial Group, Inc |
400 |
3,000 |
0.00% |
|
|
