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WESTERN ASSET GLOBAL HIGH IN
WESTERN ASSET GLOBAL HIGH IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 44 Institutional holders with a total value of $50,012,226.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE TRADING LP /BD 187 1,801 0.00%
2 Tower Research Capital LLC (TRC) 200 2,000 0.00%
3 NEXT Financial Group, Inc 400 3,000 0.01%
4 PENSERRA CAPITAL MANAGEMENT LLC 332 3,000 0.01%
5 West Oak Capital, LLC 700 6,797 0.01%
6 PNC FINANCIAL SERVICES GROUP, INC. 953 9,000 0.02%
7 WASHINGTON TRUST BANK 923 9,000 0.02%
8 Creative Planning 893 9,000 0.02%
9 BANK OF MONTREAL /CAN/ 1,000 10,000 0.02%
10 Livingston Group Asset Management CO (operating as Southport Capital Management) 1,500 15,000 0.03%
11 Winslow, Evans & Crocker, Inc. 4,288 41,628 0.08%
12 IFP ADVISORS, INC 8,168 79,000 0.16%
13 ROYAL BANK OF CANADA 8,671 84,000 0.17%
14 KEYBANK NATIONAL ASSOCIATION/OH 10,525 102,000 0.20%
15 MOSAIC FAMILY WEALTH, LLC 10,972 107,000 0.21%
16 ADVISOR GROUP, INC. 11,374 109,000 0.22%
17 CITIGROUP INC 12,382 120,000 0.24%
18 Commonwealth Equity Services, Inc 13,862 135,000 0.27%
19 RAYMOND JAMES & ASSOCIATES 14,737 143,000 0.29%
20 Janney Montgomery Scott LLC 16,369 143,000 0.29%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,841 144,000 0.29%
22 Cetera Advisors LLC 15,171 146,000 0.29%
23 MSI Financial Services Inc 17,337 168,000 0.34%
24 UNITED CAPITAL FINANCIAL ADVISORS, LLC 18,167 182,000 0.36%
25 Virtu KCG Holdings LLC 22,954 223,000 0.45%
26 WELLS FARGO & COMPANY/MN 23,305 226,000 0.45%
27 AQR ARBITRAGE LLC 26,896 261,000 0.52%
28 Raymond James Financial Services Advisors, Inc. 28,154 273,000 0.55%
29 Global Endowment Management, LP 30,000 291,000 0.58%
30 ROWLAND CARMICHAEL ADVISORS INC /ADV 31,425 305,000 0.61%
31 Advisors Asset Management, Inc. 76,844 746,000 1.49%
32 WEDBUSH SECURITIES INC 82,777 804,000 1.61%
33 LPL Financial LLC 93,300 920,000 1.84%
34 BANK OF AMERICA CORP /DE/ 99,824 969,000 1.94%
35 BAIRD FINANCIAL GROUP, INC. 108,007 1,051,000 2.10%
36 UBS Group AG 170,407 1,655,000 3.31%
37 COHEN & STEERS, INC. 235,325 2,285,000 4.57%
38 Capital Investment Advisors, LLC 273,254 2,653,000 5.30%
39 RIVERNORTH CAPITAL MANAGEMENT, LLC 337,019 3,272,000 6.54%
40 Laurion Capital Management LP 413,544 4,016,000 8.03%
41 Invesco Ltd. 613,898 5,961,000 11.92%
42 SIT INVESTMENT ASSOCIATES INC 672,707 6,532,000 13.06%
43 MORGAN STANLEY 730,402 7,091,000 14.18%
44 GUGGENHEIM CAPITAL LLC 896,674 8,706,000 17.41%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.