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WESTERN ASSET HIGH INCOME OP
WESTERN ASSET HIGH INCOME OP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 72 Institutional holders with a total value of $101,845,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,463,906 16,246,000 15.95%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 2,295,027 10,764,000 10.57%
3 BANK OF AMERICA CORP /DE/ 1,814,115 8,508,000 8.35%
4 UBS Group AG 1,499,487 7,032,000 6.90%
5 LPL Financial LLC 1,391,462 6,415,000 6.30%
6 EATON VANCE MANAGEMENT 1,288,797 6,044,000 5.93%
7 Laurion Capital Management LP 1,141,776 5,355,000 5.26%
8 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 941,605 4,411,000 4.33%
9 Pine River Capital Management L.P. 901,261 4,228,000 4.15%
10 Invesco Ltd. 897,799 4,211,000 4.13%
11 CITIGROUP INC 867,380 4,068,000 3.99%
12 FCA CORP /TX 829,010 3,888,000 3.82%
13 Yorktown Management & Research Co Inc 610,000 2,861,000 2.81%
14 PARAMETRIC PORTFOLIO ASSOCIATES LLC 452,414 2,122,000 2.08%
15 Carlson Capital, L.P. 333,333 1,563,000 1.53%
16 WELLS FARGO & COMPANY/MN 298,574 1,400,000 1.37%
17 THRIVENT FINANCIAL FOR LUTHERANS 214,969 1,008,000 0.99%
18 STIFEL FINANCIAL CORP 175,999 826,000 0.81%
19 ROYAL BANK OF CANADA 164,862 773,000 0.76%
20 Raymond James Financial Services Advisors, Inc. 158,253 742,000 0.73%
21 AQR ARBITRAGE LLC 157,953 741,000 0.73%
22 Commonwealth Equity Services, Inc 137,401 644,000 0.63%
23 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 134,168 629,000 0.62%
24 ALETHEA CAPITAL MANAGEMENT, LLC 117,454 551,000 0.54%
25 Westchester Capital Management, LLC 106,644 500,000 0.49%
26 CREDIT SUISSE AG/ 100,327 471,000 0.46%
27 RAYMOND JAMES & ASSOCIATES 87,738 411,000 0.40%
28 Edge Wealth Management LLC 83,682 392,000 0.38%
29 Saba Capital Management, L.P. 82,431 387,000 0.38%
30 Horizon Kinetics LLC 79,368 372,000 0.37%
31 ROWLAND CARMICHAEL ADVISORS INC /ADV 71,500 335,000 0.33%
32 Janney Montgomery Scott LLC 63,256 297,000 0.29%
33 GUGGENHEIM CAPITAL LLC 63,048 296,000 0.29%
34 Maryland Capital Management 60,000 281,000 0.28%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,725 261,000 0.26%
36 WOLVERINE ASSET MANAGEMENT LLC 47,165 221,000 0.22%
37 BARCLAYS PLC 50,000 200,000 0.20%
38 IFP ADVISORS, INC 36,191 170,000 0.17%
39 AMERICAN INTERNATIONAL GROUP, INC. 34,301 161,000 0.16%
40 Kamunting Street Capital Management, L.P. 34,352 161,000 0.16%
41 STEEL GROVE CAPITAL ADVISORS, LLC 28,730 135,000 0.13%
42 AMERIPRISE FINANCIAL INC 28,653 134,000 0.13%
43 Gilman Hill Asset Management, LLC 27,500 129,000 0.13%
44 WFG Advisors, LP 25,200 118,000 0.12%
45 CLIFFORD SWAN INVESTMENT COUNSEL LLC 24,395 114,000 0.11%
46 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 24,281 114,000 0.11%
47 Capital Investment Advisors, LLC 22,824 107,000 0.11%
48 Fort Point Capital Partners LLC 19,778 93,000 0.09%
49 JD CAPITAL MANAGEMENT LLC 18,717 88,000 0.09%
50 DOLIVER ADVISORS, LP 18,374 86,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.