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WESTERN ASSET HIGH INCOME OP
WESTERN ASSET HIGH INCOME OP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 64 Institutional holders with a total value of $110,327,537.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 455 2,000 0.00%
2 B. Riley Wealth Management, Inc. 602 3,000 0.00%
3 Tradewinds Capital Management, LLC 1,000 5,000 0.00%
4 Transamerica Financial Advisors, LLC 1,500 8,000 0.01%
5 VALLEY NATIONAL ADVISERS INC 3,350 17,000 0.02%
6 Advisors Asset Management, Inc. 3,465 18,000 0.02%
7 FineMark National Bank & Trust 4,521 23,000 0.02%
8 Klingman & Associates, LLC 5,062 26,000 0.02%
9 PNC FINANCIAL SERVICES GROUP, INC. 6,323 33,000 0.03%
10 US BANCORP \DE\ 8,052 42,000 0.04%
11 ASSOCIATED BANC-CORP 10,000 52,000 0.05%
12 CITY NATIONAL BANK 11,059 57,000 0.05%
13 STEEL GROVE CAPITAL ADVISORS, LLC 12,248 63,000 0.06%
14 RAYMOND JAMES TRUST N.A. 12,973 67,000 0.06%
15 HighTower Advisors, LLC 13,700 71,000 0.06%
16 AMERIPRISE FINANCIAL INC 13,885 72,000 0.07%
17 Cutter & CO Brokerage, Inc. 14,288 74,000 0.07%
18 SIGNET FINANCIAL MANAGEMENT, LLC 14,795 76,000 0.07%
19 AMERICAN NATIONAL BANK & TRUST 15,000 77,000 0.07%
20 SII INVESTMENTS INC/WI 15,511 80,000 0.07%
21 Waverly Advisors, LLC 15,986 82,000 0.07%
22 Commonwealth Equity Services, Inc 16,222 84,000 0.08%
23 FIFTH THIRD BANCORP 17,250 89,000 0.08%
24 JD CAPITAL MANAGEMENT LLC 18,717 96,000 0.09%
25 Cambridge Investment Research Advisors, Inc. 19,599 101,000 0.09%
26 Prospera Financial Services Inc 19,638 101,000 0.09%
27 Capital Investment Advisors, LLC 22,824 118,000 0.11%
28 CLIFFORD SWAN INVESTMENT COUNSEL LLC 24,395 126,000 0.11%
29 WFG Advisors, LP 24,668 127,000 0.12%
30 Virtu KCG Holdings LLC 31,112 160,000 0.15%
31 ROYAL BANK OF CANADA 32,690 169,000 0.15%
32 Gilman Hill Asset Management, LLC 37,600 194,000 0.18%
33 AMERICAN INTERNATIONAL GROUP, INC. 38,989 200,792 0.18%
34 Raymond James Financial Services Advisors, Inc. 47,079 242,000 0.22%
35 RAYMOND JAMES & ASSOCIATES 47,276 243,000 0.22%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 49,668 256,000 0.23%
37 Maryland Capital Management 60,000 309,000 0.28%
38 Janney Montgomery Scott LLC 68,300 351,745 0.32%
39 BAIRD FINANCIAL GROUP, INC. 88,959 458,000 0.42%
40 Horizon Kinetics LLC 95,035 489,000 0.44%
41 Westchester Capital Management, LLC 106,644 549,000 0.50%
42 ALETHEA CAPITAL MANAGEMENT, LLC 136,609 704,000 0.64%
43 UBS Group AG 147,830 762,000 0.69%
44 STIFEL FINANCIAL CORP 181,290 931,000 0.84%
45 CREDIT SUISSE AG/ 197,200 1,016,000 0.92%
46 THRIVENT FINANCIAL FOR LUTHERANS 214,969 1,107,000 1.00%
47 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 216,378 1,114,000 1.01%
48 LPL Financial LLC 228,444 1,183,000 1.07%
49 WOLVERINE ASSET MANAGEMENT LLC 249,549 1,285,000 1.16%
50 Shaker Financial Services, LLC 251,728 1,296,000 1.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.