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WESTERN ASSET HIGH INCOME OP
WESTERN ASSET HIGH INCOME OP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 72 Institutional holders with a total value of $101,845,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Creative Planning 164 1,000 0.00%
2 US BANCORP \DE\ 539 3,000 0.00%
3 CWM, LLC 800 4,000 0.00%
4 PENSERRA CAPITAL MANAGEMENT LLC 886 4,000 0.00%
5 WHITTIER TRUST CO 1,040 5,000 0.00%
6 Tradewinds Capital Management, LLC 1,000 5,000 0.00%
7 Advisors Asset Management, Inc. 3,265 15,000 0.01%
8 GENEOS WEALTH MANAGEMENT INC. 3,270 15,000 0.01%
9 VALLEY NATIONAL ADVISERS INC 3,350 16,000 0.02%
10 FineMark National Bank & Trust 4,521 21,000 0.02%
11 Klingman & Associates, LLC 5,062 24,000 0.02%
12 PNC FINANCIAL SERVICES GROUP, INC. 6,323 30,000 0.03%
13 D.A. DAVIDSON & CO. 8,770 41,000 0.04%
14 TMD & ASSOCIATES, INC 10,631 50,000 0.05%
15 MSI Financial Services Inc 10,609 50,000 0.05%
16 RAYMOND JAMES TRUST N.A. 11,816 55,000 0.05%
17 Cutter & CO Brokerage, Inc. 14,288 67,000 0.07%
18 AMERICAN NATIONAL BANK & TRUST 15,000 70,000 0.07%
19 HighTower Advisors, LLC 15,606 73,000 0.07%
20 Cambridge Investment Research Advisors, Inc. 15,853 74,000 0.07%
21 Waverly Advisors, LLC 15,986 75,000 0.07%
22 BB&T SECURITIES, LLC 17,740 83,000 0.08%
23 DOLIVER ADVISORS, LP 18,374 86,000 0.08%
24 JD CAPITAL MANAGEMENT LLC 18,717 88,000 0.09%
25 Fort Point Capital Partners LLC 19,778 93,000 0.09%
26 Capital Investment Advisors, LLC 22,824 107,000 0.11%
27 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 24,281 114,000 0.11%
28 CLIFFORD SWAN INVESTMENT COUNSEL LLC 24,395 114,000 0.11%
29 WFG Advisors, LP 25,200 118,000 0.12%
30 Gilman Hill Asset Management, LLC 27,500 129,000 0.13%
31 AMERIPRISE FINANCIAL INC 28,653 134,000 0.13%
32 STEEL GROVE CAPITAL ADVISORS, LLC 28,730 135,000 0.13%
33 AMERICAN INTERNATIONAL GROUP, INC. 34,301 161,000 0.16%
34 Kamunting Street Capital Management, L.P. 34,352 161,000 0.16%
35 IFP ADVISORS, INC 36,191 170,000 0.17%
36 BARCLAYS PLC 50,000 200,000 0.20%
37 WOLVERINE ASSET MANAGEMENT LLC 47,165 221,000 0.22%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,725 261,000 0.26%
39 Maryland Capital Management 60,000 281,000 0.28%
40 GUGGENHEIM CAPITAL LLC 63,048 296,000 0.29%
41 Janney Montgomery Scott LLC 63,256 297,000 0.29%
42 ROWLAND CARMICHAEL ADVISORS INC /ADV 71,500 335,000 0.33%
43 Horizon Kinetics LLC 79,368 372,000 0.37%
44 Saba Capital Management, L.P. 82,431 387,000 0.38%
45 Edge Wealth Management LLC 83,682 392,000 0.38%
46 RAYMOND JAMES & ASSOCIATES 87,738 411,000 0.40%
47 CREDIT SUISSE AG/ 100,327 471,000 0.46%
48 Westchester Capital Management, LLC 106,644 500,000 0.49%
49 ALETHEA CAPITAL MANAGEMENT, LLC 117,454 551,000 0.54%
50 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 134,168 629,000 0.62%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.