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WESTERN ASSET MTG CAP CORP
WESTERN ASSET MTG CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 103 Institutional holders with a total value of $144,700,201.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 2,304,697 23,208,000 16.04%
2 VANGUARD GROUP INC 1,588,598 15,998,000 11.06%
3 BlackRock Institutional Trust Company, N.A. 1,306,532 13,157,000 9.09%
4 Invesco Ltd. 958,754 9,655,000 6.67%
5 UBS Group AG 848,525 8,545,000 5.91%
6 STATE STREET CORP 808,876 8,142,000 5.63%
7 RENAISSANCE TECHNOLOGIES LLC 509,700 5,133,000 3.55%
8 NORTHERN TRUST CORP 486,736 4,902,000 3.39%
9 JPMORGAN CHASE & CO 363,045 3,655,000 2.53%
10 KENNEDY CAPITAL MANAGEMENT LLC 324,749 3,270,000 2.26%
11 GEODE CAPITAL MANAGEMENT, LLC 314,070 3,162,000 2.19%
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 283,988 2,860,000 1.98%
13 MORGAN STANLEY 270,126 2,721,000 1.88%
14 Creative Planning 265,550 2,674,000 1.85%
15 GOLDMAN SACHS GROUP INC 214,690 2,161,000 1.49%
16 Bank of New York Mellon Corp 191,004 1,924,000 1.33%
17 LSV ASSET MANAGEMENT 188,025 1,893,000 1.31%
18 BlackRock Investment Management, LLC 178,715 1,800,000 1.24%
19 PRUDENTIAL FINANCIAL INC 177,275 1,785,000 1.23%
20 PARAMETRIC PORTFOLIO ASSOCIATES LLC 174,707 1,759,000 1.22%
21 VAN ECK ASSOCIATES CORP 164,592 1,657,000 1.15%
22 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 161,400 1,625,000 1.12%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 124,466 1,253,000 0.87%
24 RANGER GLOBAL REAL ESTATE ADVISORS, LLC 104,120 1,048,000 0.72%
25 CITIGROUP INC 101,176 1,019,000 0.70%
26 WELLS FARGO & COMPANY/MN 100,332 1,011,000 0.70%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 99,767 1,005,000 0.69%
28 CREDIT SUISSE AG/ 94,999 956,000 0.66%
29 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 84,453 850,000 0.59%
30 BANK OF AMERICA CORP /DE/ 80,198 808,000 0.56%
31 CITADEL ADVISORS LLC 75,865 764,000 0.53%
32 DEUTSCHE BANK AG\ 75,669 761,000 0.53%
33 TEACHERS ADVISORS, LLC 74,901 754,000 0.52%
34 Swiss National Bank 71,832 723,000 0.50%
35 HANCOCK WHITNEY CORP 60,000 604,000 0.42%
36 Cambridge Investment Research Advisors, Inc. 51,252 516,000 0.36%
37 RHUMBLINE ADVISERS 48,423 488,000 0.34%
38 WELLINGTON MANAGEMENT GROUP LLP 46,272 466,000 0.32%
39 Allianz Asset Management GmbH 44,712 450,000 0.31%
40 MILLENNIUM MANAGEMENT LLC 43,520 438,000 0.30%
41 ALLIANCEBERNSTEIN L.P. 41,500 418,000 0.29%
42 IndexIQ Advisors LLC 38,973 392,000 0.27%
43 NEW YORK STATE COMMON RETIREMENT FUND 38,300 386,000 0.27%
44 GUGGENHEIM CAPITAL LLC 35,449 357,000 0.25%
45 PEAK6 Group LLC 33,800 340,000 0.23% Put
46 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 33,285 335,000 0.23%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 28,957 292,000 0.20%
48 METROPOLITAN LIFE INSURANCE CO/NY 27,369 276,000 0.19%
49 TWO SIGMA ADVISERS, LP 27,135 273,000 0.19%
50 Nationwide Fund Advisors 26,574 268,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.