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WESTERN ASSET MTG CAP CORP
WESTERN ASSET MTG CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 105 Institutional holders with a total value of $124,988,889.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ClariVest Asset Management LLC 23 0 0.00%
2 PIEDMONT INVESTMENT ADVISORS INC 188 1,889 0.00%
3 TCI Wealth Advisors, Inc. 216 2,000 0.00% PRN
4 Spot Trading L.L.C 200 2,000 0.00% Call
5 Tower Research Capital LLC (TRC) 300 3,000 0.00%
6 MUFG Americas Holdings Corp 290 3,000 0.00%
7 PENSERRA CAPITAL MANAGEMENT LLC 481 4,000 0.00%
8 US BANCORP \DE\ 598 6,000 0.00%
9 BANK OF MONTREAL /CAN/ 600 6,000 0.00%
10 CUTLER GROUP LLC / CA 2,800 8,000 0.01% Put
11 MSI Financial Services Inc 1,267 13,000 0.01%
12 Zurcher Kantonalbank (Zurich Cantonalbank) 1,380 14,000 0.01%
13 PANAGORA ASSET MANAGEMENT INC 1,879 19,000 0.02%
14 Pine River Capital Management L.P. 559,440 26,000 0.02%
15 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,899 29,000 0.02%
16 SIMPLEX TRADING, LLC 2,922 29,000 0.02%
17 BARCLAYS PLC 3,276 33,000 0.03%
18 FIFTH THIRD BANCORP 3,400 34,000 0.03%
19 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 3,977 40,000 0.03%
20 Bluefin Trading, LLC 82,100 41,000 0.03% Call
21 TEACHER RETIREMENT SYSTEM OF TEXAS 5,146 52,000 0.04%
22 BlackRock Finance, Inc. 5,580 57,000 0.05%
23 Spot Trading L.L.C 5,814 58,000 0.05%
24 CANADA LIFE ASSURANCE Co 7,300 73,000 0.06%
25 Legal & General Group Plc 8,135 80,000 0.06%
26 IFP ADVISORS, INC 9,722 98,000 0.08%
27 Spot Trading L.L.C 10,100 102,000 0.08% Put
28 GOODWIN DANIEL L 10,970 110,000 0.09%
29 Investors Capital Advisory Services 10,994 110,000 0.09%
30 FIRST FOUNDATION ADVISORS 11,000 111,000 0.09%
31 Squarepoint Ops LLC 11,900 120,000 0.10%
32 STRS OHIO 13,900 139,000 0.11%
33 BBR PARTNERS, LLC 14,251 143,000 0.11%
34 PNC FINANCIAL SERVICES GROUP, INC. 14,476 144,000 0.12%
35 LPL Financial LLC 14,721 146,000 0.12%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,388 156,000 0.12%
37 VOYA INVESTMENT MANAGEMENT LLC 17,344 174,000 0.14%
38 BlackRock Group LTD 17,369 174,000 0.14%
39 CITADEL ADVISORS LLC 17,398 175,000 0.14%
40 PEAK6 Group LLC 18,594 187,000 0.15%
41 RENAISSANCE TECHNOLOGIES LLC 19,400 195,000 0.16%
42 BLACKROCK ADVISORS LLC 21,447 216,000 0.17%
43 MORGAN STANLEY 21,698 218,000 0.17%
44 FIRST TRUST ADVISORS LP 23,085 232,000 0.19%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,300 234,000 0.19% Put
46 ROYAL BANK OF CANADA 23,566 237,000 0.19%
47 WELLS FARGO & COMPANY/MN 23,776 238,000 0.19%
48 ALLIANCEBERNSTEIN L.P. 26,900 270,000 0.22%
49 Nationwide Fund Advisors 27,011 271,000 0.22%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 26,561 273,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.