| 1 |
SIT INVESTMENT ASSOCIATES INC |
455,531 |
5,598,000 |
39.87% |
|
|
| 2 |
ADVISOR GROUP, INC. |
299,720 |
3,683,000 |
26.23% |
|
|
| 3 |
MORGAN STANLEY |
115,103 |
1,415,000 |
10.08% |
|
|
| 4 |
OPPENHEIMER & CO INC |
106,343 |
1,307,000 |
9.31% |
|
|
| 5 |
BANK OF AMERICA CORP /DE/ |
38,862 |
478,000 |
3.40% |
|
|
| 6 |
CARDAN CAPITAL PARTNERS, LLC |
29,878 |
367,000 |
2.61% |
|
|
| 7 |
CITIGROUP INC |
17,689 |
217,000 |
1.55% |
|
|
| 8 |
INVESTMENT CENTERS OF AMERICA INC |
13,811 |
170,000 |
1.21% |
|
|
| 9 |
TFS CAPITAL LLC |
11,075 |
136,000 |
0.97% |
|
|
| 10 |
Thomas J. Herzfeld Advisors, Inc. |
10,899 |
134,000 |
0.95% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
10,362 |
128,000 |
0.91% |
|
|
| 12 |
GIRARD SECURITIES, INC. |
10,394 |
120,000 |
0.85% |
|
|
| 13 |
DEUTSCHE BANK AG\ |
8,500 |
104,000 |
0.74% |
|
|
| 14 |
UBS Group AG |
8,183 |
101,000 |
0.72% |
|
|
| 15 |
DUBUQUE BANK & TRUST CO |
1,480 |
18,000 |
0.13% |
|
|
| 16 |
ENVESTNET ASSET MANAGEMENT INC |
1,200 |
15,000 |
0.11% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,069 |
14,000 |
0.10% |
|
|
| 18 |
WESTPORT RESOURCES MANAGEMENT INC |
1,060 |
13,000 |
0.09% |
|
|
| 19 |
IFP ADVISORS, INC |
785 |
10,000 |
0.07% |
|
|
| 20 |
ROYAL BANK OF CANADA |
710 |
9,000 |
0.06% |
|
|
| 21 |
Advisory Services Network, LLC |
68 |
1,000 |
0.01% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
119 |
1,000 |
0.01% |
|
|
