| 1 |
SIT INVESTMENT ASSOCIATES INC |
328,803 |
3,508,000 |
29.09% |
|
|
| 2 |
AMERICAN INTERNATIONAL GROUP, INC. |
275,524 |
2,940,000 |
24.38% |
|
|
| 3 |
MORGAN STANLEY |
131,639 |
1,404,000 |
11.64% |
|
|
| 4 |
OPPENHEIMER & CO INC |
107,643 |
1,148,000 |
9.52% |
|
|
| 5 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
95,280 |
1,017,000 |
8.43% |
|
|
| 6 |
Thomas J. Herzfeld Advisors, Inc. |
48,951 |
522,000 |
4.33% |
|
|
| 7 |
DEUTSCHE BANK AG\ |
21,500 |
229,000 |
1.90% |
|
|
| 8 |
LPL Financial LLC |
18,355 |
205,000 |
1.70% |
|
|
| 9 |
SG Americas Securities, LLC |
16,505 |
176,000 |
1.46% |
|
|
| 10 |
Weiss Asset Management LP |
16,361 |
175,000 |
1.45% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
16,312 |
174,000 |
1.44% |
|
|
| 12 |
INVESTMENT CENTERS OF AMERICA INC |
13,410 |
143,000 |
1.19% |
|
|
| 13 |
Round Table Services, LLC |
10,660 |
114,000 |
0.95% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
10,126 |
109,000 |
0.90% |
|
|
| 15 |
GIRARD SECURITIES, INC. |
10,966 |
104,000 |
0.86% |
|
|
| 16 |
UBS Group AG |
2,851 |
30,000 |
0.25% |
|
|
| 17 |
ROYAL BANK OF CANADA |
1,488 |
16,000 |
0.13% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,045 |
11,000 |
0.09% |
|
|
| 19 |
WESTPORT RESOURCES MANAGEMENT INC |
1,060 |
11,000 |
0.09% |
|
|
| 20 |
Creative Planning |
560 |
6,000 |
0.05% |
|
|
| 21 |
DUBUQUE BANK & TRUST CO |
580 |
6,000 |
0.05% |
|
|
| 22 |
IFP ADVISORS, INC |
337 |
4,000 |
0.03% |
|
|
| 23 |
CITIGROUP INC |
280 |
3,000 |
0.02% |
|
|
| 24 |
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC |
186 |
2,000 |
0.02% |
|
|
| 25 |
Advisory Services Network, LLC |
68 |
1,000 |
0.01% |
|
|
