| 1 |
SIT INVESTMENT ASSOCIATES INC |
458,727 |
6,000,000 |
32.29% |
|
|
| 2 |
ADVISOR GROUP, INC. |
348,978 |
4,566,000 |
24.57% |
|
|
| 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
108,280 |
1,414,000 |
7.61% |
|
|
| 4 |
UBS Group AG |
104,365 |
1,365,000 |
7.34% |
|
|
| 5 |
OPPENHEIMER & CO INC |
102,743 |
1,344,000 |
7.23% |
|
|
| 6 |
MORGAN STANLEY |
82,925 |
1,085,000 |
5.84% |
|
|
| 7 |
BANK OF AMERICA CORP /DE/ |
42,803 |
560,000 |
3.01% |
|
|
| 8 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
42,113 |
551,000 |
2.96% |
|
|
| 9 |
CARDAN CAPITAL PARTNERS, LLC |
30,846 |
403,000 |
2.17% |
|
|
| 10 |
LPL Financial LLC |
16,481 |
210,000 |
1.13% |
|
|
| 11 |
CWA ASSET MANAGEMENT GROUP, LLC |
12,785 |
167,228 |
0.90% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
12,200 |
160,000 |
0.86% |
|
|
| 13 |
Hollow Brook Wealth Management LLC |
10,457 |
137,000 |
0.74% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
10,462 |
137,000 |
0.74% |
|
|
| 15 |
CITIGROUP INC |
10,180 |
133,000 |
0.72% |
|
|
| 16 |
GIRARD SECURITIES, INC. |
10,108 |
132,000 |
0.71% |
|
|
| 17 |
Thomas J. Herzfeld Advisors, Inc. |
9,899 |
129,000 |
0.69% |
|
|
| 18 |
ENVESTNET ASSET MANAGEMENT INC |
1,200 |
16,000 |
0.09% |
|
|
| 19 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,079 |
14,000 |
0.08% |
|
|
| 20 |
WESTPORT RESOURCES MANAGEMENT INC |
1,060 |
14,000 |
0.08% |
|
|
| 21 |
NEXT Financial Group, Inc |
985 |
13,000 |
0.07% |
|
|
| 22 |
DUBUQUE BANK & TRUST CO |
900 |
12,000 |
0.06% |
|
|
| 23 |
ROYAL BANK OF CANADA |
950 |
12,000 |
0.06% |
|
|
| 24 |
IFP ADVISORS, INC |
509 |
7,000 |
0.04% |
|
|
| 25 |
Tower Research Capital LLC (TRC) |
159 |
2,000 |
0.01% |
|
|
| 26 |
Advisory Services Network, LLC |
68 |
1,000 |
0.01% |
|
|
