| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 531,379 | 7,221,000 | 35.06% | ||
| 2 | ADVISOR GROUP, INC. | 333,570 | 4,534,000 | 22.01% | ||
| 3 | DESCHUTES PORTFOLIO STRATEGY, LLC | 171,551 | 2,331,000 | 11.32% | ||
| 4 | UBS Group AG | 110,876 | 1,507,000 | 7.32% | ||
| 5 | OPPENHEIMER & CO INC | 102,743 | 1,397,000 | 6.78% | ||
| 6 | MORGAN STANLEY | 86,755 | 1,179,000 | 5.72% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 43,803 | 595,000 | 2.89% | ||
| 8 | CARDAN CAPITAL PARTNERS, LLC | 30,887 | 420,000 | 2.04% | ||
| 9 | LPL Financial LLC | 17,225 | 237,000 | 1.15% | ||
| 10 | ROYAL BANK OF CANADA | 15,785 | 215,000 | 1.04% | ||
| 11 | WELLS FARGO & COMPANY/MN | 15,253 | 208,000 | 1.01% | ||
| 12 | Invesco Ltd. | 13,172 | 179,000 | 0.87% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 12,200 | 166,000 | 0.81% | ||
| 14 | CWA ASSET MANAGEMENT GROUP, LLC | 11,060 | 150,000 | 0.73% | ||
| 15 | Thomas J. Herzfeld Advisors, Inc. | 9,899 | 135,000 | 0.66% | ||
| 16 | CITIGROUP INC | 4,367 | 60,000 | 0.29% | ||
| 17 | GLOBAL RETIREMENT PARTNERS, LLC | 1,100 | 15,000 | 0.07% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,090 | 15,000 | 0.07% | ||
| 19 | DUBUQUE BANK & TRUST CO | 900 | 12,000 | 0.06% | ||
| 20 | IFP ADVISORS, INC | 724 | 10,000 | 0.05% | ||
| 21 | NEXT Financial Group, Inc | 715 | 10,000 | 0.05% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 200 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
