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LIVE OAK BANCSHARES INC
LIVE OAK BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 52 Institutional holders with a total value of $146,383,499.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 2,324,770 45,658,000 31.19%
2 PRICE T ROWE ASSOCIATES INC /MD/ 847,570 16,646,000 11.37%
3 EMERALD MUTUAL FUND ADVISERS TRUST 701,300 13,774,000 9.41%
4 EMERALD ADVISERS, LLC 471,418 9,259,000 6.33%
5 DRIEHAUS CAPITAL MANAGEMENT LLC 418,561 8,221,000 5.62%
6 LORD, ABBETT & CO. LLC 318,781 6,261,000 4.28%
7 ROYCE & ASSOCIATES LP 278,200 5,464,000 3.73%
8 MILLENNIUM MANAGEMENT LLC 245,777 4,827,000 3.30%
9 AMERIPRISE FINANCIAL INC 210,663 4,137,000 2.83%
10 VANGUARD GROUP INC 182,323 3,580,000 2.45%
11 TIGER MANAGEMENT L.L.C. 179,567 3,527,000 2.41%
12 MENDON CAPITAL ADVISORS CORP 145,780 2,863,000 1.96%
13 BlackRock Fund Advisors 126,296 2,480,000 1.69%
14 NORTHPOINTE CAPITAL LLC 122,703 2,410,000 1.65%
15 Cortina Asset Management, LLC 119,770 2,352,000 1.61%
16 MORGAN STANLEY 98,176 1,928,000 1.32%
17 Curi Capital, LLC 95,490 1,875,000 1.28%
18 CREDIT SUISSE AG/ 93,494 1,836,000 1.25%
19 BlackRock Institutional Trust Company, N.A. 60,703 1,192,000 0.81%
20 AlphaOne Investment Services, LLC 56,700 1,114,000 0.76%
21 AmeriServ Wealth Advisors 48,724 957,000 0.65%
22 Nuveen Asset Management, LLC 35,346 694,000 0.47%
23 STATE STREET CORP 30,700 604,000 0.41%
24 THB ASSET MANAGEMENT 29,670 582,000 0.40%
25 BANC FUNDS CO LLC 25,000 491,000 0.34%
26 D. E. Shaw & Co., Inc. 20,500 403,000 0.28%
27 RENAISSANCE TECHNOLOGIES LLC 19,300 379,000 0.26%
28 GEODE CAPITAL MANAGEMENT, LLC 19,226 377,000 0.26%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,995 334,000 0.23%
30 BlackRock Investment Management, LLC 15,354 302,000 0.21%
31 Cetera Advisor Networks LLC 15,000 295,000 0.20%
32 DEUTSCHE BANK AG\ 14,332 281,000 0.19%
33 TIAA CREF INVESTMENT MANAGEMENT LLC 11,306 222,000 0.15%
34 NORTHERN TRUST CORP 11,221 220,000 0.15%
35 Bank of New York Mellon Corp 10,908 214,000 0.15%
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 8,800 173,000 0.12%
37 TEACHERS ADVISORS, LLC 4,903 96,000 0.07%
38 WELLS FARGO & COMPANY/MN 3,499 68,000 0.05%
39 Tower Research Capital LLC (TRC) 2,774 54,000 0.04%
40 US BANCORP \DE\ 2,600 51,000 0.03%
41 Creative Planning 2,000 39,000 0.03%
42 STRS OHIO 1,600 31,000 0.02%
43 BLACKROCK ADVISORS LLC 1,488 29,000 0.02%
44 BROWN BROTHERS HARRIMAN & CO 1,000 20,000 0.01%
45 BNP PARIBAS FINANCIAL MARKETS 891 17,499 0.01%
46 BANK OF AMERICA CORP /DE/ 766 15,000 0.01%
47 Nationwide Fund Advisors 637 13,000 0.01%
48 D.A. DAVIDSON & CO. 387 7,000 0.00%
49 AMERICAN INTERNATIONAL GROUP, INC. 200 4,000 0.00%
50 ROYAL BANK OF CANADA 200 4,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.