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LIVE OAK BANCSHARES INC
LIVE OAK BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 66 Institutional holders with a total value of $150,673,616.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 2,812,639 40,558,000 26.92%
2 WELLINGTON MANAGEMENT GROUP LLP 1,460,703 21,063,000 13.98%
3 Gratus Capital, LLC 1,000,010 14,420,000 9.57%
4 EMERALD MUTUAL FUND ADVISERS TRUST 752,390 10,849,000 7.20%
5 BlackRock Fund Advisors 543,553 7,838,000 5.20%
6 EMERALD ADVISERS, LLC 495,532 7,146,000 4.74%
7 VANGUARD GROUP INC 352,310 5,080,000 3.37%
8 STATE STREET CORP 291,759 4,206,000 2.79%
9 DRIEHAUS CAPITAL MANAGEMENT LLC 241,451 3,482,000 2.31%
10 BlackRock Institutional Trust Company, N.A. 240,935 3,474,000 2.31%
11 KINGS POINT CAPITAL MANAGEMENT 235,380 3,394,000 2.25%
12 Commonwealth Equity Services, Inc 218,196 3,146,000 2.09%
13 NORTHERN TRUST CORP 200,531 2,892,000 1.92%
14 Carroll Financial Associates, Inc. 179,830 2,593,000 1.72%
15 GEODE CAPITAL MANAGEMENT, LLC 158,047 2,279,000 1.51%
16 ROYCE & ASSOCIATES LP 136,600 1,970,000 1.31%
17 Cetera Advisor Networks LLC 118,230 1,705,000 1.13%
18 AmeriServ Wealth Advisors 110,344 1,591,000 1.06%
19 Bank of New York Mellon Corp 81,599 1,176,000 0.78%
20 BlackRock Investment Management, LLC 79,818 1,151,000 0.76%
21 CITADEL ADVISORS LLC 78,639 1,134,000 0.75%
22 TIAA CREF INVESTMENT MANAGEMENT LLC 60,830 877,000 0.58%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 60,320 870,000 0.58%
24 Capital Impact Advisors, LLC 56,530 815,000 0.54%
25 RENAISSANCE TECHNOLOGIES LLC 51,300 740,000 0.49%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 41,415 597,000 0.40%
27 RAYMOND JAMES & ASSOCIATES 34,113 492,000 0.33%
28 TEACHERS ADVISORS, LLC 32,333 466,000 0.31%
29 FIRST TRUST ADVISORS LP 27,404 395,000 0.26%
30 BANC FUNDS CO LLC 25,000 361,000 0.24%
31 Swiss National Bank 24,400 352,000 0.23%
32 GOLDMAN SACHS GROUP INC 22,606 326,000 0.22%
33 NEW YORK STATE COMMON RETIREMENT FUND 20,200 291,000 0.19%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,790 227,000 0.15%
35 METROPOLITAN LIFE INSURANCE CO/NY 15,383 222,000 0.15%
36 RHUMBLINE ADVISERS 15,014 217,000 0.14%
37 ALLIANCEBERNSTEIN L.P. 14,800 213,000 0.14%
38 Ballentine Partners, LLC 14,402 208,000 0.14%
39 Nationwide Fund Advisors 12,417 179,000 0.12%
40 WELLS FARGO & COMPANY/MN 12,061 174,000 0.12%
41 CREDIT SUISSE AG/ 11,837 171,000 0.11%
42 AMERICAN FINANCIAL GROUP INC 11,634 168,000 0.11%
43 AMERICAN INTERNATIONAL GROUP, INC. 11,277 162,614 0.11%
44 VOYA INVESTMENT MANAGEMENT LLC 10,400 150,000 0.10%
45 1st Global Advisors, Inc. 10,180 147,000 0.10%
46 BLACKROCK ADVISORS LLC 7,175 103,000 0.07%
47 MORGAN STANLEY 7,084 102,000 0.07%
48 CANADA LIFE ASSURANCE Co 6,942 100,000 0.07%
49 BlackRock Group LTD 5,396 77,000 0.05%
50 DEUTSCHE BANK AG\ 4,328 61,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.