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LIVE OAK BANCSHARES INC
LIVE OAK BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 68 Institutional holders with a total value of $128,155,811.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 1,805,570 25,477,000 19.88%
2 WELLINGTON MANAGEMENT GROUP LLP 1,674,208 23,623,000 18.43%
3 Gratus Capital, LLC 1,000,010 14,110,000 11.01%
4 EMERALD MUTUAL FUND ADVISERS TRUST 804,264 11,348,000 8.85%
5 EMERALD ADVISERS, LLC 516,095 7,282,000 5.68%
6 BlackRock Fund Advisors 508,849 7,180,000 5.60%
7 ROYCE & ASSOCIATES LP 316,600 4,467,000 3.49%
8 STATE STREET CORP 258,394 3,648,000 2.85%
9 DRIEHAUS CAPITAL MANAGEMENT LLC 233,332 3,292,000 2.57%
10 Commonwealth Equity Services, Inc 218,196 3,079,000 2.40%
11 BlackRock Institutional Trust Company, N.A. 209,193 2,952,000 2.30%
12 NORTHERN TRUST CORP 193,279 2,727,000 2.13%
13 VANGUARD GROUP INC 149,809 2,114,000 1.65%
14 Carroll Financial Associates, Inc. 131,340 1,853,000 1.45%
15 AmeriServ Wealth Advisors 110,344 1,557,000 1.21%
16 BlackRock Investment Management, LLC 73,779 1,041,000 0.81%
17 GEODE CAPITAL MANAGEMENT, LLC 59,982 846,000 0.66%
18 Capital Impact Advisors, LLC 56,530 798,000 0.62%
19 RENAISSANCE TECHNOLOGIES LLC 56,500 797,000 0.62%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 56,308 795,000 0.62%
21 Bank of New York Mellon Corp 50,092 707,000 0.55%
22 Cetera Advisor Networks LLC 49,590 698,000 0.54%
23 MILLENNIUM MANAGEMENT LLC 46,792 660,000 0.51%
24 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 41,015 579,000 0.45%
25 TWO SIGMA INVESTMENTS, LP 35,834 506,000 0.39%
26 TEACHERS ADVISORS, LLC 31,861 450,000 0.35%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 30,100 425,000 0.33%
28 FIRST TRUST ADVISORS LP 29,100 411,000 0.32%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,692 391,000 0.31%
30 BANC FUNDS CO LLC 25,000 353,000 0.28%
31 Swiss National Bank 24,400 344,000 0.27%
32 DEUTSCHE BANK AG\ 17,267 242,000 0.19%
33 RAYMOND JAMES & ASSOCIATES 15,612 220,000 0.17%
34 Ballentine Partners, LLC 15,430 218,000 0.17%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,407 218,000 0.17%
36 METROPOLITAN LIFE INSURANCE CO/NY 15,383 217,000 0.17%
37 CREDIT SUISSE AG/ 14,174 200,000 0.16%
38 GOLDMAN SACHS GROUP INC 13,607 192,000 0.15%
39 D. E. Shaw & Co., Inc. 13,185 186,000 0.15%
40 Nationwide Fund Advisors 12,417 175,000 0.14%
41 WELLS FARGO & COMPANY/MN 11,661 165,000 0.13%
42 AMERICAN FINANCIAL GROUP INC 11,634 164,000 0.13%
43 AMERICAN INTERNATIONAL GROUP, INC. 11,260 158,879 0.12%
44 RHUMBLINE ADVISERS 10,614 150,000 0.12%
45 ALLIANCEBERNSTEIN L.P. 10,400 147,000 0.11%
46 VOYA INVESTMENT MANAGEMENT LLC 10,400 147,000 0.11%
47 EMERALD ACQUISITION LTD. 10,076 142,000 0.11%
48 1st Global Advisors, Inc. 10,097 142,000 0.11%
49 BLACKROCK ADVISORS LLC 6,799 96,000 0.07%
50 BlackRock Group LTD 4,766 67,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.