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LIVE OAK BANCSHARES INC
LIVE OAK BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 67 Institutional holders with a total value of $173,511,605.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 2,911,486 53,862,000 31.04%
2 WELLINGTON MANAGEMENT GROUP LLP 1,190,386 22,022,000 12.69%
3 VANGUARD GROUP INC 780,835 14,445,000 8.33%
4 BlackRock Fund Advisors 631,417 11,681,000 6.73%
5 EMERALD MUTUAL FUND ADVISERS TRUST 380,616 7,041,000 4.06%
6 DRIEHAUS CAPITAL MANAGEMENT LLC 314,762 5,823,000 3.36%
7 STATE STREET CORP 310,713 5,752,000 3.32%
8 BlackRock Institutional Trust Company, N.A. 306,531 5,671,000 3.27%
9 NORTHERN TRUST CORP 218,788 4,047,000 2.33%
10 Commonwealth Equity Services, Inc 215,196 3,981,000 2.29%
11 GEODE CAPITAL MANAGEMENT, LLC 189,262 3,501,000 2.02%
12 EMERALD ADVISERS, LLC 159,196 2,945,000 1.70%
13 Carroll Financial Associates, Inc. 156,614 2,897,000 1.67%
14 HighTower Advisors, LLC 150,511 2,784,000 1.60%
15 ROYCE & ASSOCIATES LP 136,600 2,527,000 1.46%
16 AmeriServ Wealth Advisors 110,344 2,041,000 1.18%
17 Bank of New York Mellon Corp 100,196 1,853,000 1.07%
18 RENAISSANCE TECHNOLOGIES LLC 82,400 1,524,000 0.88%
19 BlackRock Investment Management, LLC 80,449 1,488,000 0.86%
20 LORD, ABBETT & CO. LLC 76,897 1,423,000 0.82%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 76,562 1,417,000 0.82%
22 Cetera Advisor Networks LLC 61,330 1,141,000 0.66%
23 MORGAN STANLEY 59,756 1,105,000 0.64%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 57,034 1,055,000 0.61%
25 Capital Impact Advisors, LLC 56,530 1,046,000 0.60%
26 FIRST TRUST ADVISORS LP 49,789 921,000 0.53%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,015 870,000 0.50%
28 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 40,215 744,000 0.43%
29 TWO SIGMA INVESTMENTS, LP 38,695 716,000 0.41%
30 TEACHERS ADVISORS, LLC 33,863 626,000 0.36%
31 RAYMOND JAMES & ASSOCIATES 33,224 615,000 0.35%
32 WELLS FARGO & COMPANY/MN 31,183 577,000 0.33%
33 Swiss National Bank 29,100 538,000 0.31%
34 BANC FUNDS CO LLC 25,000 463,000 0.27%
35 DEUTSCHE BANK AG\ 22,512 415,000 0.24%
36 NEW YORK STATE COMMON RETIREMENT FUND 20,200 374,000 0.22%
37 CITIGROUP INC 19,798 366,000 0.21%
38 RHUMBLINE ADVISERS 19,053 352,000 0.20%
39 METROPOLITAN LIFE INSURANCE CO/NY 15,383 285,000 0.16%
40 ALLIANCEBERNSTEIN L.P. 14,800 274,000 0.16%
41 Ballentine Partners, LLC 14,330 265,000 0.15%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,245 264,000 0.15%
43 Nationwide Fund Advisors 12,417 230,000 0.13%
44 AMERICAN INTERNATIONAL GROUP, INC. 11,247 208,000 0.12%
45 CREDIT SUISSE AG/ 10,470 193,000 0.11%
46 VOYA INVESTMENT MANAGEMENT LLC 10,400 192,000 0.11%
47 1st Global Advisors, Inc. 10,014 185,000 0.11%
48 BLACKROCK ADVISORS LLC 7,175 133,000 0.08%
49 BlackRock Group LTD 6,866 127,000 0.07%
50 BANK OF AMERICA CORP /DE/ 5,283 98,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.