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LUMENTUM HLDGS INC
LUMENTUM HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 240 Institutional holders with a total value of $1,074,974,578.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Research Global Investors 6,441,454 155,883,000 14.50%
2 VANGUARD GROUP INC 4,061,490 98,288,000 9.14%
3 BlackRock Fund Advisors 3,204,522 77,549,000 7.21%
4 TEACHERS ADVISORS, LLC 2,734,615 66,178,000 6.16%
5 Bank of New York Mellon Corp 2,147,615 51,972,000 4.83%
6 TIAA CREF INVESTMENT MANAGEMENT LLC 1,466,784 35,496,000 3.30%
7 RS INVESTMENT MANAGEMENT CO LLC 1,395,702 33,776,000 3.14%
8 BlackRock Institutional Trust Company, N.A. 1,225,002 29,645,000 2.76%
9 STATE STREET CORP 1,047,215 25,340,000 2.36%
10 MARSHALL WACE, LLP 1,037,995 25,119,000 2.34%
11 QUENTEC ASSET MANAGEMENT LLC 880,525 21,308,000 1.98%
12 Copper Rock Capital Partners, LLC 770,251 18,640,000 1.73%
13 WELLINGTON MANAGEMENT GROUP LLP 751,747 18,193,000 1.69%
14 KENNEDY CAPITAL MANAGEMENT LLC 663,997 16,069,000 1.49%
15 NORTHERN TRUST CORP 607,123 14,693,000 1.37%
16 Hood River Capital Management LLC 591,173 14,306,000 1.33%
17 AO Asset Management, LP 576,100 13,942,000 1.30%
18 DIMENSIONAL FUND ADVISORS LP 575,939 13,938,000 1.30%
19 Penn Capital Management Company, LLC 530,771 12,937,000 1.20%
20 TWO SIGMA ADVISERS, LP 494,800 11,974,000 1.11%
21 TWO SIGMA INVESTMENTS, LP 443,443 10,731,000 1.00%
22 WADDELL & REED FINANCIAL INC 432,200 10,460,000 0.97%
23 AQR ARBITRAGE LLC 428,352 10,366,000 0.96%
24 EMERALD MUTUAL FUND ADVISERS TRUST 377,590 9,138,000 0.85%
25 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 374,697 9,067,000 0.84%
26 NORGES BANK 348,077 8,423,000 0.78%
27 GEODE CAPITAL MANAGEMENT, LLC 345,475 8,360,000 0.78%
28 SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 335,000 8,107,000 0.75% Call
29 PRINCIPAL FINANCIAL GROUP INC 333,727 8,076,000 0.75%
30 EMERALD ADVISERS, LLC 298,517 7,224,000 0.67%
31 RAINIER INVESTMENT MANAGEMENT LLC 287,000 6,946,000 0.65%
32 NEW YORK STATE COMMON RETIREMENT FUND 283,552 6,862,000 0.64%
33 Employees Retirement System of Texas 237,800 5,755,000 0.54%
34 AMERIPRISE FINANCIAL INC 229,791 5,561,000 0.52%
35 Portolan Capital Management, LLC 227,980 5,517,000 0.51%
36 KINGDON CAPITAL MANAGEMENT, L.L.C. 225,000 5,445,000 0.51%
37 Invesco Ltd. 221,461 5,359,000 0.50%
38 BlackRock Investment Management, LLC 208,611 5,048,000 0.47%
39 SOCIETE GENERALE 207,159 5,013,000 0.47%
40 SG Americas Securities, LLC 207,159 5,013,000 0.47%
41 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 200,437 4,851,000 0.45%
42 MILLENNIUM MANAGEMENT LLC 193,612 4,685,000 0.44%
43 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 189,881 4,596,000 0.43%
44 UNITED SERVICES AUTOMOBILE ASSOCIATION 181,241 4,386,000 0.41%
45 CASTLEARK MANAGEMENT LLC 180,925 4,378,000 0.41%
46 BLACKROCK ADVISORS LLC 180,801 4,375,000 0.41%
47 PARAMETRIC PORTFOLIO ASSOCIATES LLC 178,826 4,328,000 0.40%
48 Manatuck Hill Partners, LLC 175,000 4,235,000 0.39%
49 EMERALD ACQUISITION LTD. 162,423 3,931,000 0.37%
50 DEUTSCHE BANK AG\ 151,927 3,675,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.