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LUMENTUM HLDGS INC
LUMENTUM HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 279 Institutional holders with a total value of $2,008,421,667.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST MANHATTAN CO. LLC. 4 0 0.00%
2 FIRST INTERSTATE BANK 5 0 0.00%
3 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 1 0 0.00%
4 Allworth Financial LP 3 0 0.00%
5 Carroll Financial Associates, Inc. 2 0 0.00%
6 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 12 0 0.00%
7 INTEGRATED WEALTH MANAGEMENT 5 0 0.00%
8 REILLY FINANCIAL ADVISORS, LLC 7 0 0.00%
9 SYNOVUS FINANCIAL CORP 1 0 0.00%
10 Brick & Kyle, Associates 3 0 0.00%
11 PROFICIO CAPITAL PARTNERS LLC 9 0 0.00%
12 WESTPAC BANKING CORP 1 42 0.00%
13 SONORA INVESTMENT MANAGEMENT, LLC 1 42 0.00%
14 CT Financial Advisors LLC 2 84 0.00%
15 WESPAC ADVISORS SOCAL, LLC 12 501 0.00%
16 WEALTHPLAN PARTNERS, LLC 13 548 0.00%
17 WHITTIER TRUST CO OF NEVADA INC 13 1,000 0.00%
18 Cable Hill Partners, LLC 32 1,000 0.00%
19 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 25 1,000 0.00%
20 WHITTIER TRUST CO 16 1,000 0.00%
21 TCI Wealth Advisors, Inc. 32 1,000 0.00%
22 Evercore Wealth Management, LLC 25 1,000 0.00%
23 BARCLAYS PLC 40 2,000 0.00% Call
24 D.A. DAVIDSON & CO. 60 2,000 0.00%
25 VALLEY NATIONAL ADVISERS INC 47 2,000 0.00%
26 CUTLER GROUP LLC / CA 1,100 2,000 0.00% Put
27 MYCIO WEALTH PARTNERS, LLC 50 2,000 0.00%
28 PINKERTON WEALTH, LLC 38 2,000 0.00%
29 Focused Wealth Management, Inc 71 3,000 0.00%
30 Parallax Volatility Advisers, L.P. 74 3,000 0.00%
31 New Harbor Financial Group, LLC 75 3,000 0.00%
32 PRENTISS SMITH & CO INC 80 3,000 0.00%
33 Cornerstone Advisors, Inc. 60 3,000 0.00%
34 NEXT Financial Group, Inc 73 3,000 0.00%
35 BARCLAYS PLC 60 3,000 0.00% Put
36 ACADIAN ASSET MANAGEMENT LLC 124 5,000 0.00%
37 BRONFMAN E.L. ROTHSCHILD, L.P. 116 5,000 0.00%
38 US BANCORP \DE\ 135 6,000 0.00%
39 Gemmer Asset Management LLC 165 7,000 0.00%
40 Patten Group, Inc. 211 8,594 0.00%
41 Tower Research Capital LLC (TRC) 238 10,000 0.00%
42 PNC FINANCIAL SERVICES GROUP, INC. 242 10,000 0.00%
43 Tradewinds Capital Management, LLC 276 12,000 0.00%
44 GOLDMAN SACHS GROUP INC 300 13,000 0.00% Put
45 GENEOS WEALTH MANAGEMENT INC. 334 13,000 0.00%
46 Financial Management Professionals, Inc. 375 15,000 0.00%
47 CUTLER GROUP LLC / CA 400 16,000 0.00%
48 MSI Financial Services Inc 417 17,000 0.00%
49 LEBENTHAL ASSET MANAGEMENT, LLC 490 20,000 0.00%
50 Advisory Services Network, LLC 496 21,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.