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NEOS THERAPEUTICS INC COM
NEOS THERAPEUTICS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 47 Institutional holders with a total value of $55,062,453.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 1,189,600 11,039,000 20.05%
2 Sio Capital Management, LLC 847,127 7,861,000 14.28%
3 DSC Advisors, L.P. 693,582 6,436,000 11.69%
4 BlackRock Fund Advisors 566,112 5,254,000 9.54%
5 PERCEPTIVE ADVISORS LLC 626,876 4,611,000 8.37%
6 DEERFIELD MANAGEMENT COMPANY, L.P. 458,332 4,253,000 7.72%
7 VANGUARD GROUP INC 293,989 2,729,000 4.96%
8 PUTNAM INVESTMENTS LLC 215,000 1,995,000 3.62%
9 BlackRock Institutional Trust Company, N.A. 172,536 1,601,000 2.91%
10 WALL STREET ASSOCIATES 149,343 1,386,000 2.52%
11 NORTHERN TRUST CORP 135,811 1,260,000 2.29%
12 STATE STREET CORP 104,530 972,000 1.77%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 65,000 603,000 1.10%
14 DEUTSCHE BANK AG\ 53,672 497,000 0.90%
15 BlackRock Investment Management, LLC 51,386 477,000 0.87%
16 Cormorant Asset Management, LP 50,613 470,000 0.85%
17 GEODE CAPITAL MANAGEMENT, LLC 48,510 450,000 0.82%
18 TIAA CREF INVESTMENT MANAGEMENT LLC 45,174 419,000 0.76%
19 DAFNA Capital Management LLC 38,873 361,000 0.66%
20 Bank of New York Mellon Corp 38,008 353,000 0.64%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 28,815 267,000 0.48%
22 BAMCO INC /NY/ 28,000 260,000 0.47%
23 TEACHERS ADVISORS, LLC 21,924 203,000 0.37%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 21,500 200,000 0.36%
25 PDT Partners, LLC 15,500 144,000 0.26%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 14,300 133,000 0.24%
27 ProShare Advisors LLC 13,622 126,000 0.23%
28 GOLDMAN SACHS GROUP INC 11,905 110,000 0.20%
29 NEW YORK STATE COMMON RETIREMENT FUND 10,400 97,000 0.18%
30 CREDIT SUISSE AG/ 10,271 95,000 0.17%
31 Nationwide Fund Advisors 8,624 80,000 0.15%
32 AMERICAN INTERNATIONAL GROUP, INC. 7,911 73,414 0.13%
33 UBS Group AG 6,739 63,000 0.11%
34 CITIGROUP INC 4,606 43,000 0.08%
35 BLACKROCK ADVISORS LLC 3,896 36,000 0.07%
36 MORGAN STANLEY 2,900 27,000 0.05%
37 Legal & General Group Plc 2,027 18,000 0.03%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,537 14,000 0.03%
39 BANK OF AMERICA CORP /DE/ 1,422 13,000 0.02%
40 Tower Research Capital LLC (TRC) 976 9,000 0.02%
41 ROYAL BANK OF CANADA 750 7,000 0.01%
42 BNP PARIBAS FINANCIAL MARKETS 548 5,085 0.01%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 524 5,000 0.01%
44 BlackRock Finance, Inc. 483 4,000 0.01%
45 BARCLAYS PLC 186 2,000 0.00%
46 WOLVERINE TRADING LP /BD 104 954 0.00%
47 BANK OF MONTREAL /CAN/ 20 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.