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NEOS THERAPEUTICS INC COM
NEOS THERAPEUTICS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 44 Institutional holders with a total value of $87,663,117.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 1,252,114 17,930,000 20.45%
2 DSC Advisors, L.P. 938,598 13,105,000 14.95%
3 Sio Capital Management, LLC 781,514 11,191,000 12.77%
4 DEERFIELD MANAGEMENT COMPANY, L.P. 458,332 6,563,000 7.49%
5 EMERALD MUTUAL FUND ADVISERS TRUST 412,058 5,901,000 6.73%
6 EMERALD ADVISERS, LLC 378,874 5,425,000 6.19%
7 BlackRock Fund Advisors 336,227 4,815,000 5.49%
8 PUTNAM INVESTMENTS LLC 215,000 3,079,000 3.51%
9 ADAGE CAPITAL PARTNERS GP, L.L.C. 212,075 3,037,000 3.46%
10 WALL STREET ASSOCIATES 149,343 2,139,000 2.44%
11 PERCEPTIVE ADVISORS LLC 142,603 2,042,000 2.33%
12 VANGUARD GROUP INC 129,388 1,853,000 2.11%
13 BlackRock Institutional Trust Company, N.A. 114,111 1,634,000 1.86%
14 MARSHALL WACE, LLP 96,162 1,377,000 1.57%
15 DAFNA Capital Management LLC 63,400 908,000 1.04%
16 NORTHERN TRUST CORP 62,991 902,000 1.03%
17 STATE STREET CORP 54,039 774,000 0.88%
18 Cormorant Asset Management, LP 50,000 716,000 0.82%
19 RENAISSANCE TECHNOLOGIES LLC 42,500 609,000 0.69%
20 GEODE CAPITAL MANAGEMENT, LLC 36,701 525,000 0.60%
21 Numeric Investors LLC 29,191 418,000 0.48%
22 CITADEL ADVISORS LLC 26,087 374,000 0.43%
23 BlackRock Investment Management, LLC 19,915 285,000 0.33%
24 Bank of New York Mellon Corp 16,545 237,000 0.27%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 16,023 229,000 0.26%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 15,800 226,000 0.26%
27 NEXTHERA CAPITAL LP 15,000 215,000 0.25%
28 DEUTSCHE BANK AG\ 14,033 199,000 0.23%
29 ProShare Advisors LLC 13,623 195,000 0.22%
30 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 10,200 146,000 0.17%
31 BAMCO INC /NY/ 10,000 143,000 0.16%
32 TEACHERS ADVISORS, LLC 5,628 81,000 0.09%
33 CITIGROUP INC 5,346 77,000 0.09%
34 MORGAN STANLEY 4,806 69,000 0.08%
35 NEW YORK STATE COMMON RETIREMENT FUND 3,700 53,000 0.06%
36 UBS Group AG 3,561 51,000 0.06%
37 Nationwide Fund Advisors 3,245 46,000 0.05%
38 BANK OF AMERICA CORP /DE/ 2,692 39,000 0.04%
39 STRS OHIO 1,800 25,000 0.03%
40 BLACKROCK ADVISORS LLC 1,165 17,000 0.02%
41 BNP PARIBAS FINANCIAL MARKETS 497 7,117 0.01%
42 Catalyst Capital Advisors LLC 205 3,000 0.00%
43 BARCLAYS PLC 265 3,000 0.00%
44 WELLS FARGO & COMPANY/MN 15 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.