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NEOS THERAPEUTICS INC COM
NEOS THERAPEUTICS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 48 Institutional holders with a total value of $36,216,654.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 1,314,700 8,650,000 23.88%
2 DSC Advisors, L.P. 784,704 5,163,000 14.26%
3 BlackRock Fund Advisors 613,698 4,038,000 11.15%
4 VANGUARD GROUP INC 362,737 2,387,000 6.59%
5 PERCEPTIVE ADVISORS LLC 330,593 2,175,000 6.01%
6 MILLENNIUM MANAGEMENT LLC 300,000 1,974,000 5.45%
7 DEERFIELD MANAGEMENT COMPANY, L.P. 229,166 1,508,000 4.16%
8 PUTNAM INVESTMENTS LLC 215,000 1,415,000 3.91%
9 BlackRock Institutional Trust Company, N.A. 171,154 1,126,000 3.11%
10 WALL STREET ASSOCIATES 149,343 983,000 2.71%
11 NORTHERN TRUST CORP 140,498 924,000 2.55%
12 STATE STREET CORP 118,303 779,000 2.15%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 80,000 526,000 1.45%
14 GEODE CAPITAL MANAGEMENT, LLC 74,381 489,000 1.35%
15 UBS Group AG 68,159 448,000 1.24%
16 FALCON POINT CAPITAL, LLC 69,135 408,000 1.13%
17 BAMCO INC /NY/ 61,500 405,000 1.12%
18 BlackRock Investment Management, LLC 51,273 337,000 0.93%
19 Cormorant Asset Management, LP 50,613 333,000 0.92%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 45,174 297,000 0.82%
21 DAFNA Capital Management LLC 38,873 256,000 0.71%
22 Bank of New York Mellon Corp 31,845 210,000 0.58%
23 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 29,115 192,000 0.53%
24 TEACHERS ADVISORS, LLC 21,924 144,000 0.40%
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 21,500 142,000 0.39%
26 WELLS FARGO & COMPANY/MN 21,099 139,000 0.38%
27 GOLDMAN SACHS GROUP INC 15,094 99,000 0.27%
28 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 13,200 87,000 0.24%
29 ProShare Advisors LLC 11,490 76,000 0.21%
30 MORGAN STANLEY 10,717 71,000 0.20%
31 NEW YORK STATE COMMON RETIREMENT FUND 10,400 68,000 0.19%
32 CREDIT SUISSE AG/ 10,307 67,000 0.18%
33 RHUMBLINE ADVISERS 10,105 66,000 0.18%
34 Nationwide Fund Advisors 8,624 57,000 0.16%
35 AMERICAN INTERNATIONAL GROUP, INC. 7,923 52,133 0.14%
36 CITIGROUP INC 4,329 28,000 0.08%
37 BLACKROCK ADVISORS LLC 3,896 26,000 0.07%
38 DEUTSCHE BANK AG\ 3,660 23,000 0.06%
39 Legal & General Group Plc 2,027 13,000 0.04%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,537 10,000 0.03%
41 BNP PARIBAS FINANCIAL MARKETS 839 5,521 0.02%
42 ROYAL BANK OF CANADA 750 5,000 0.01%
43 Cable Hill Partners, LLC 568 4,000 0.01%
44 BANK OF AMERICA CORP /DE/ 587 4,000 0.01%
45 BlackRock Finance, Inc. 483 3,000 0.01%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 524 3,000 0.01%
47 BARCLAYS PLC 86 1,000 0.00%
48 BANK OF MONTREAL /CAN/ 46 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.