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NEOS THERAPEUTICS INC
NEOS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 44 Institutional holders with a total value of $127,498,514.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 888,250 18,662,000 14.64%
2 DSC Advisors, L.P. 907,358 17,157,000 13.46%
3 Sio Capital Management, LLC 666,729 14,008,000 10.99%
4 Tourbillon Capital Partners, L.P. 611,686 12,852,000 10.08%
5 DEERFIELD MANAGEMENT COMPANY, L.P. 458,332 9,630,000 7.55%
6 PERCEPTIVE ADVISORS LLC 371,066 7,796,000 6.11%
7 EMERALD MUTUAL FUND ADVISERS TRUST 331,142 6,957,000 5.46%
8 EMERALD ADVISERS, LLC 321,313 6,751,000 5.29%
9 ADAGE CAPITAL PARTNERS GP, L.L.C. 215,000 4,517,000 3.54%
10 PUTNAM INVESTMENTS LLC 215,000 4,517,000 3.54%
11 WALL STREET ASSOCIATES 199,343 4,188,000 3.28%
12 BlackRock Fund Advisors 144,714 3,040,000 2.38%
13 CREDIT SUISSE AG/ 123,305 2,591,000 2.03%
14 BlackRock Institutional Trust Company, N.A. 104,390 2,193,000 1.72%
15 MARSHALL WACE, LLP 86,233 1,812,000 1.42%
16 VANGUARD GROUP INC 74,774 1,571,000 1.23%
17 DAFNA Capital Management LLC 63,400 1,332,000 1.04%
18 Cormorant Asset Management, LP 50,000 1,051,000 0.82%
19 BAMCO INC /NY/ 41,600 874,000 0.69%
20 WADDELL & REED FINANCIAL INC 40,000 840,000 0.66%
21 STATE STREET CORP 36,604 770,000 0.60%
22 GEODE CAPITAL MANAGEMENT, LLC 36,611 769,000 0.60%
23 DSC Advisors, L.P. 31,240 656,000 0.51% Call
24 BlackRock Investment Management, LLC 19,328 406,000 0.32%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 16,023 337,000 0.26%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 15,800 332,000 0.26%
27 MILLENNIUM MANAGEMENT LLC 13,628 286,000 0.22%
28 Bank of New York Mellon Corp 11,713 246,000 0.19%
29 NORTHERN TRUST CORP 11,462 241,000 0.19%
30 GOLDMAN SACHS GROUP INC 10,820 227,000 0.18%
31 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 10,100 212,000 0.17%
32 NORGES BANK 9,700 204,000 0.16%
33 TEACHERS ADVISORS, LLC 5,628 118,000 0.09%
34 UBS Group AG 4,321 91,000 0.07%
35 MORGAN STANLEY 3,403 71,000 0.06%
36 Tower Research Capital LLC (TRC) 2,781 58,000 0.05%
37 BLACKROCK ADVISORS LLC 2,175 46,000 0.04%
38 STRS OHIO 1,800 37,000 0.03%
39 Nationwide Fund Advisors 1,116 23,000 0.02%
40 BNP PARIBAS FINANCIAL MARKETS 1,024 21,514 0.02%
41 ROYAL BANK OF CANADA 200 4,000 0.00%
42 CITIGROUP INC 151 3,000 0.00%
43 BANK OF MONTREAL /CAN/ 28 1,000 0.00%
44 WELLS FARGO & COMPANY/MN 23 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.