| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AVIANCE CAPITAL MANAGEMENT, LLC | 4,909,414 | 122,638,000 | 98.39% | ||
| 2 | ENVESTNET ASSET MANAGEMENT INC | 62,588 | 1,563,000 | 1.25% | ||
| 3 | JANE STREET GROUP, LLC | 11,355 | 284,000 | 0.23% | ||
| 4 | MSI Financial Services Inc | 4,750 | 119,000 | 0.10% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 25,000 | 0.02% | ||
| 6 | UBS Group AG | 515 | 13,000 | 0.01% | ||
| 7 | Regal Investment Advisors LLC | 62 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.