| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AVIANCE CAPITAL MANAGEMENT, LLC | 5,849,654 | 151,506,000 | 95.30% | ||
| 2 | Virtu KCG Holdings LLC | 61,767 | 1,600,000 | 1.01% | ||
| 3 | MSI Financial Services Inc | 55,151 | 1,428,000 | 0.90% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 52,582 | 1,362,000 | 0.86% | ||
| 5 | JANE STREET GROUP, LLC | 36,525 | 946,000 | 0.60% | ||
| 6 | ROYAL BANK OF CANADA | 32,828 | 850,000 | 0.53% | ||
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 29,878 | 774,000 | 0.49% | ||
| 8 | TWO SIGMA SECURITIES, LLC | 9,338 | 242,000 | 0.15% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,103 | 106,000 | 0.07% | ||
| 10 | WELLS FARGO & COMPANY/MN | 1,857 | 48,000 | 0.03% | ||
| 11 | Winslow, Evans & Crocker, Inc. | 1,762 | 45,636 | 0.03% | ||
| 12 | UBS Group AG | 1,683 | 43,000 | 0.03% | ||
| 13 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 866 | 22,000 | 0.01% | ||
| 14 | IFP ADVISORS, INC | 12 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
