| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AVIANCE CAPITAL MANAGEMENT, LLC | 5,766,244 | 142,774,000 | 98.17% | ||
| 2 | ENVESTNET ASSET MANAGEMENT INC | 62,588 | 1,550,000 | 1.07% | ||
| 3 | Virtu KCG Holdings LLC | 25,167 | 623,000 | 0.43% | ||
| 4 | TWO SIGMA SECURITIES, LLC | 8,369 | 207,000 | 0.14% | ||
| 5 | MSI Financial Services Inc | 4,850 | 120,000 | 0.08% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 3,566 | 88,000 | 0.06% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 50,000 | 0.03% | ||
| 8 | ROYAL BANK OF CANADA | 400 | 10,000 | 0.01% | ||
| 9 | GUPTA WEALTH MANAGEMENT LLC | 219 | 5,000 | 0.00% | ||
| 10 | US BANCORP \DE\ | 156 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
