| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AVIANCE CAPITAL MANAGEMENT, LLC | 6,878,364 | 173,610,000 | 95.53% | ||
| 2 | AE WEALTH MANAGEMENT LLC | 63,919 | 1,613,000 | 0.89% | ||
| 3 | ENVESTNET ASSET MANAGEMENT INC | 62,588 | 1,579,000 | 0.87% | ||
| 4 | Virtu KCG Holdings LLC | 61,861 | 1,561,000 | 0.86% | ||
| 5 | JANE STREET GROUP, LLC | 45,322 | 1,144,000 | 0.63% | ||
| 6 | ROYAL BANK OF CANADA | 31,173 | 786,000 | 0.43% | ||
| 7 | MSI Financial Services Inc | 25,557 | 645,000 | 0.35% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,852 | 299,000 | 0.16% | ||
| 9 | TWO SIGMA SECURITIES, LLC | 9,725 | 245,000 | 0.13% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,103 | 104,000 | 0.06% | ||
| 11 | Winslow, Evans & Crocker, Inc. | 2,340 | 59,038 | 0.03% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1,857 | 47,000 | 0.03% | ||
| 13 | UBS Group AG | 1,365 | 34,000 | 0.02% | ||
| 14 | Creative Planning | 647 | 16,000 | 0.01% | ||
| 15 | IFP ADVISORS, INC | 12 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
