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NEXPOINT STRATEGIC OPPORTES
NEXPOINT STRATEGIC OPPORTES. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 45 Institutional holders with a total value of $176,168,460.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HIGHLAND CAPITAL MANAGEMENT LP 1,099,370 44,672,000 25.36%
2 Thomas J. Herzfeld Advisors, Inc. 1,270,004 27,661,000 15.70%
3 MORGAN STANLEY 937,808 20,426,000 11.59%
4 RAYMOND JAMES & ASSOCIATES 541,412 11,792,000 6.69%
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 514,095 11,197,000 6.36%
6 BESSEMER GROUP INC 455,401 9,918,000 5.63%
7 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 385,821 8,390,000 4.76%
8 LOOMIS SAYLES & CO L P 340,284 7,411,000 4.21%
9 WELLS FARGO & COMPANY/MN 313,590 6,830,000 3.88%
10 Yakira Capital Management, Inc. 228,469 4,976,000 2.82%
11 ROYAL BANK OF CANADA 162,964 3,550,000 2.02%
12 UBS Group AG 152,425 3,320,000 1.88%
13 GUGGENHEIM CAPITAL LLC 139,994 3,049,000 1.73%
14 PARAMETRIC PORTFOLIO ASSOCIATES LLC 60,227 1,312,000 0.74%
15 Bulldog Investors, LLP 60,101 1,309,000 0.74%
16 Cetera Advisor Networks LLC 59,499 1,299,000 0.74%
17 CSS LLC/IL 58,643 1,278,000 0.73%
18 AMERIPRISE FINANCIAL INC 53,312 1,161,000 0.66%
19 CLOUGH CAPITAL PARTNERS L P 49,531 1,079,000 0.61%
20 BANK OF AMERICA CORP /DE/ 47,213 1,028,000 0.58%
21 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 39,734 865,000 0.49%
22 Cambridge Investment Research Advisors, Inc. 37,779 823,000 0.47%
23 ALLEGIS INVESTMENT ADVISORS, LLC 21,969 478,000 0.27%
24 OPPENHEIMER & CO INC 20,968 457,000 0.26%
25 SIGNATUREFD, LLC 14,794 322,000 0.18%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,362 269,000 0.15%
27 ADVISOR GROUP, INC. 12,365 269,000 0.15%
28 Commonwealth Equity Services, Inc 10,183 222,000 0.13%
29 Evercore Wealth Management, LLC 10,000 218,000 0.12%
30 MERIDIAN INVESTMENT COUNSEL INC. 9,189 200,000 0.11%
31 Creative Planning 8,718 190,000 0.11%
32 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,027 65,000 0.04%
33 PNC FINANCIAL SERVICES GROUP, INC. 1,101 24,000 0.01%
34 NewEdge Advisors, LLC 1,062 23,460 0.01%
35 FIFTH THIRD BANCORP 1,076 23,000 0.01%
36 US BANCORP \DE\ 833 18,000 0.01%
37 BRONFMAN E.L. ROTHSCHILD, L.P. 810 18,000 0.01%
38 RPG INVESTMENT ADVISORY, LLC 500 11,000 0.01%
39 IFP ADVISORS, INC 432 9,000 0.01%
40 BENJAMIN F. EDWARDS & COMPANY, INC. 250 5,000 0.00%
41 GENEOS WEALTH MANAGEMENT INC. 62 1,000 0.00%
42 CITIGROUP INC 3 0 0.00%
43 DEUTSCHE BANK AG\ 3 0 0.00%
44 Cordasco Financial Network 3 0 0.00%
45 Hudock, Inc. 25 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.