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CONTROL4 CORP
CONTROL4 CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 81 Institutional holders with a total value of $218,156,483.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 1,917,118 40,662,000 18.64%
2 CISCO SYSTEMS, INC. 619,949 13,149,000 6.03%
3 COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT 583,954 12,385,000 5.68%
4 Invicta Capital Management, LLC 500,000 10,605,000 4.86%
5 AMERIPRISE FINANCIAL INC 486,898 10,327,000 4.73%
6 J. Goldman & Co LP 418,500 8,876,000 4.07%
7 FMR LLC 409,900 8,694,000 3.99%
8 FRONTIER CAPITAL MANAGEMENT CO LLC 383,123 8,126,000 3.72%
9 Allianz Asset Management GmbH 381,486 8,091,000 3.71%
10 FRED ALGER MANAGEMENT, LLC 380,692 8,074,000 3.70%
11 SYSTEMATIC FINANCIAL MANAGEMENT LP 364,762 7,736,000 3.55%
12 Artisan Partners Limited Partnership 364,330 7,727,000 3.54%
13 RIVERHEAD CAPITAL MANAGEMENT LLC 325,754 6,909,000 3.17%
14 JPMORGAN CHASE & CO 276,521 5,865,000 2.69%
15 COLUMBUS CIRCLE INVESTORS 249,620 5,294,000 2.43%
16 LORD, ABBETT & CO. LLC 207,323 4,397,000 2.02%
17 BANK OF AMERICA CORP /DE/ 148,983 3,160,000 1.45%
18 BlackRock Fund Advisors 133,457 2,831,000 1.30%
19 VANGUARD GROUP INC 131,945 2,799,000 1.28%
20 EMERALD ADVISERS, LLC 128,271 2,721,000 1.25%
21 Archon Capital Management LLC 117,100 2,484,000 1.14%
22 Robeco Schweiz AG 122,000 2,457,000 1.13%
23 EMERALD MUTUAL FUND ADVISERS TRUST 112,109 2,378,000 1.09%
24 Harvest Capital Strategies LLC 100,000 2,121,000 0.97%
25 ALYDAR PARTNERS LLC 100,000 2,121,000 0.97%
26 BANK OF MONTREAL /CAN/ 79,894 1,695,000 0.78%
27 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 64,500 1,368,000 0.63%
28 TCS CAPITAL MANAGEMENT LLC 63,000 1,336,000 0.61%
29 STATE STREET CORP 57,862 1,227,000 0.56%
30 Informed Momentum Co LLC 57,821 1,226,000 0.56%
31 Neuberger Berman Group LLC 55,000 1,167,000 0.53%
32 NORTHERN TRUST CORP 54,415 1,154,000 0.53%
33 SAC Capital Advisors LP 51,100 1,084,000 0.50%
34 RUSSELL FRANK CO/ 59,058 1,025,000 0.47%
35 HAMILTON LANE ADVISORS LLC 45,929 974,000 0.45%
36 AXIOM INVESTORS LLC /DE 44,100 935,000 0.43%
37 BlackRock Institutional Trust Company, N.A. 43,298 918,000 0.42%
38 Timpani Capital Management LLC 42,565 903,000 0.41%
39 NEW YORK STATE COMMON RETIREMENT FUND 39,054 828,000 0.38%
40 TUDOR INVESTMENT CORP ET AL 37,391 793,000 0.36%
41 MILLENNIUM MANAGEMENT LLC 35,400 751,000 0.34%
42 MORGAN STANLEY 35,062 744,000 0.34%
43 Standard Investments LLC 32,889 698,000 0.32%
44 Skylands Capital, LLC 32,475 689,000 0.32%
45 RAYMOND JAMES & ASSOCIATES 31,222 662,000 0.30%
46 Nationwide Fund Advisors 28,467 604,000 0.28%
47 WELLS FARGO & COMPANY/MN 25,841 548,000 0.25%
48 GEODE CAPITAL MANAGEMENT, LLC 25,737 545,000 0.25%
49 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 25,000 512,000 0.23%
50 BNP PARIBAS FINANCIAL MARKETS 26,205 462,780 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.