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CONTROL4 CORP
CONTROL4 CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 88 Institutional holders with a total value of $217,106,003.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Foundation Capital, LLC 3,577,358 46,255,000 21.31%
2 PRICE T ROWE ASSOCIATES INC /MD/ 3,013,302 38,962,000 17.95%
3 SYSTEMATIC FINANCIAL MANAGEMENT LP 1,043,868 13,497,000 6.22%
4 Invicta Capital Management, LLC 798,751 10,328,000 4.76%
5 BANK OF AMERICA CORP /DE/ 710,732 9,190,000 4.23%
6 MORGAN STANLEY 669,022 8,650,000 3.98%
7 FRONTIER CAPITAL MANAGEMENT CO LLC 602,889 7,795,000 3.59%
8 Artisan Partners Limited Partnership 499,441 6,458,000 2.97%
9 Odey Asset Management Group Ltd 495,000 6,400,000 2.95%
10 FMR LLC 436,500 5,644,000 2.60%
11 Nichols Asset Management LLC 421,261 5,447,000 2.51%
12 Allianz Asset Management GmbH 417,394 5,397,000 2.49%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 376,800 4,872,000 2.24% Call
14 BlackRock Fund Advisors 271,012 3,504,000 1.61%
15 VANGUARD GROUP INC 262,329 3,392,000 1.56%
16 WELLS FARGO & COMPANY/MN 245,199 3,171,000 1.46%
17 CANADA LIFE ASSURANCE Co 238,205 3,062,000 1.41%
18 EAGLE ASSET MANAGEMENT INC 212,816 2,751,000 1.27%
19 Skylands Capital, LLC 191,000 2,470,000 1.14%
20 MILLENNIUM MANAGEMENT LLC 135,529 1,752,000 0.81%
21 GUGGENHEIM CAPITAL LLC 130,326 1,685,000 0.78%
22 Robeco Schweiz AG 131,000 1,679,000 0.77%
23 NORTHERN TRUST CORP 128,747 1,664,000 0.77%
24 BlackRock Institutional Trust Company, N.A. 120,487 1,558,000 0.72%
25 AMERIPRISE FINANCIAL INC 115,198 1,490,000 0.69%
26 CITADEL ADVISORS LLC 110,963 1,435,000 0.66%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 103,300 1,336,000 0.62% Put
28 LORD, ABBETT & CO. LLC 93,172 1,205,000 0.56%
29 STATE STREET CORP 82,351 1,065,000 0.49%
30 Standard Investments LLC 73,748 954,000 0.44%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 66,173 856,000 0.39%
32 Bank of New York Mellon Corp 61,251 792,000 0.36%
33 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 59,700 772,000 0.36%
34 NEW YORK STATE COMMON RETIREMENT FUND 57,599 745,000 0.34%
35 CREDIT SUISSE AG/ 51,559 666,000 0.31%
36 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 50,187 649,000 0.30%
37 GEODE CAPITAL MANAGEMENT, LLC 47,457 613,000 0.28%
38 RAYMOND JAMES & ASSOCIATES 46,611 603,000 0.28%
39 MUNDER CAPITAL MANAGEMENT 43,702 565,000 0.26%
40 TIAA CREF INVESTMENT MANAGEMENT LLC 42,589 551,000 0.25%
41 HAMILTON LANE ADVISORS LLC 39,470 510,000 0.23%
42 BlackRock Investment Management, LLC 33,911 438,000 0.20%
43 Nationwide Fund Advisors 32,189 416,000 0.19%
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 29,519 382,000 0.18%
45 BNP PARIBAS FINANCIAL MARKETS 27,367 353,855 0.16%
46 UBS AG 26,453 342,000 0.16%
47 Spot Trading L.L.C 26,102 337,000 0.16%
48 GROUP ONE TRADING LLC 25,130 325,000 0.15%
49 Calamos Advisors LLC 21,275 275,000 0.13%
50 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 21,020 272,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.