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CONTROL4 CORP
CONTROL4 CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 88 Institutional holders with a total value of $142,446,173.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Foundation Capital, LLC 3,577,358 29,191,000 20.49%
2 SYSTEMATIC FINANCIAL MANAGEMENT LP 2,259,156 18,434,000 12.94%
3 Odey Asset Management Group Ltd 1,516,247 12,373,000 8.69%
4 FRONTIER CAPITAL MANAGEMENT CO LLC 1,335,719 10,899,000 7.65%
5 P2 Capital Partners, LLC 1,156,013 9,433,000 6.62%
6 PRICE T ROWE ASSOCIATES INC /MD/ 782,155 6,382,000 4.48%
7 VANGUARD GROUP INC 676,003 5,516,000 3.87%
8 Murphy Michael R 625,127 5,101,000 3.58%
9 BlackRock Fund Advisors 521,688 4,257,000 2.99%
10 FMR LLC 500,000 4,080,000 2.86%
11 MORGAN STANLEY 466,314 3,805,000 2.67%
12 PALISADE CAPITAL MANAGEMENT, LP 395,653 3,229,000 2.27%
13 Skylands Capital, LLC 393,600 3,212,000 2.25%
14 BANK OF AMERICA CORP /DE/ 378,946 3,092,000 2.17%
15 BlackRock Institutional Trust Company, N.A. 332,863 2,716,000 1.91%
16 STATE STREET CORP 241,765 1,974,000 1.39%
17 Spark Investment Management LLC 231,700 1,890,000 1.33%
18 NORTHERN TRUST CORP 184,359 1,504,000 1.06%
19 GEODE CAPITAL MANAGEMENT, LLC 125,283 1,021,000 0.72%
20 JACOBS LEVY EQUITY MANAGEMENT, INC 90,090 735,000 0.52%
21 BlackRock Investment Management, LLC 85,111 695,000 0.49%
22 DRW Securities, LLC 85,100 694,000 0.49%
23 RENAISSANCE TECHNOLOGIES LLC 82,600 674,000 0.47%
24 BRIDGEWAY CAPITAL MANAGEMENT, LLC 80,000 653,000 0.46%
25 G2 Investment Partners Management LLC 75,209 614,000 0.43%
26 Bank of New York Mellon Corp 72,823 595,000 0.42%
27 TIAA CREF INVESTMENT MANAGEMENT LLC 68,198 556,000 0.39%
28 SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) 67,621 552,000 0.39%
29 EMERALD ACQUISITION LTD. 61,347 501,000 0.35%
30 Nationwide Fund Advisors 56,769 463,000 0.33%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 54,547 446,000 0.31%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,500 396,000 0.28% Call
33 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 43,400 354,000 0.25%
34 D. E. Shaw & Co., Inc. 43,214 353,000 0.25%
35 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 42,138 344,000 0.24%
36 PNC FINANCIAL SERVICES GROUP, INC. 40,400 330,000 0.23%
37 DUPONT CAPITAL MANAGEMENT CORP 38,333 313,000 0.22%
38 ClariVest Asset Management LLC 36,100 294,000 0.21%
39 TEACHERS ADVISORS, LLC 29,894 244,000 0.17%
40 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 29,519 241,000 0.17%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,100 237,000 0.17% Put
42 PARAMETRIC PORTFOLIO ASSOCIATES LLC 27,432 224,000 0.16%
43 NN INVESTMENT PARTNERS HOLDINGS N.V. 26,920 220,000 0.15%
44 A.R.T. Advisors, LLC 26,708 217,000 0.15%
45 PEAK6 Group LLC 24,958 204,000 0.14%
46 CITADEL ADVISORS LLC 23,912 195,000 0.14%
47 GENESEE VALLEY TRUST CO 23,725 194,000 0.14%
48 RHUMBLINE ADVISERS 22,769 186,000 0.13%
49 WOLVERINE TRADING LP /BD 232 185,368 0.13% Put
50 FNY Managed Accounts LLC 22,500 183,600 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.