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CONTROL4 CORP
CONTROL4 CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 83 Institutional holders with a total value of $148,145,425.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Foundation Capital, LLC 3,577,358 28,476,000 19.22%
2 SYSTEMATIC FINANCIAL MANAGEMENT LP 2,271,964 18,084,000 12.21%
3 Odey Asset Management Group Ltd 1,516,247 12,069,000 8.15%
4 FRONTIER CAPITAL MANAGEMENT CO LLC 1,373,371 10,932,000 7.38%
5 Murphy Michael R 1,365,971 10,873,000 7.34%
6 P2 Capital Partners, LLC 1,156,013 9,202,000 6.21%
7 PRICE T ROWE ASSOCIATES INC /MD/ 790,892 6,296,000 4.25%
8 VANGUARD GROUP INC 656,348 5,225,000 3.53%
9 FMR LLC 535,000 4,259,000 2.87%
10 BlackRock Fund Advisors 527,389 4,198,000 2.83%
11 MORGAN STANLEY 518,035 4,124,000 2.78%
12 Skylands Capital, LLC 399,550 3,180,000 2.15%
13 PALISADE CAPITAL MANAGEMENT, LP 387,238 3,082,000 2.08%
14 BlackRock Institutional Trust Company, N.A. 320,372 2,550,000 1.72%
15 STATE STREET CORP 249,741 1,987,000 1.34%
16 Spark Investment Management LLC 249,300 1,984,000 1.34%
17 BANK OF AMERICA CORP /DE/ 215,494 1,715,000 1.16%
18 NORTHERN TRUST CORP 189,321 1,507,000 1.02%
19 RUSSELL FRANK CO/ 176,615 1,405,000 0.95%
20 INTEGRAL DERIVATIVES, LLC 165,000 1,313,000 0.89% Put
21 CANADA LIFE ASSURANCE Co 132,555 1,055,000 0.71%
22 GEODE CAPITAL MANAGEMENT, LLC 131,287 1,044,000 0.70%
23 JANE STREET GROUP, LLC 92,400 736,000 0.50% Put
24 DRW Securities, LLC 85,100 677,000 0.46%
25 BRIDGEWAY CAPITAL MANAGEMENT, LLC 80,000 637,000 0.43%
26 BlackRock Investment Management, LLC 79,929 636,000 0.43%
27 Bank of New York Mellon Corp 73,358 584,000 0.39%
28 SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) 67,621 538,000 0.36%
29 JACOBS LEVY EQUITY MANAGEMENT, INC 65,790 524,000 0.35%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,900 509,000 0.34% Put
31 TIAA CREF INVESTMENT MANAGEMENT LLC 62,566 498,000 0.34%
32 WELLINGTON MANAGEMENT GROUP LLP 61,681 491,000 0.33%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,600 458,000 0.31% Call
34 Nationwide Fund Advisors 56,769 452,000 0.31%
35 INTEGRAL DERIVATIVES, LLC 55,029 438,000 0.30%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 53,791 429,000 0.29%
37 A.R.T. Advisors, LLC 47,578 378,000 0.26%
38 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 44,152 351,000 0.24%
39 PNC FINANCIAL SERVICES GROUP, INC. 40,400 322,000 0.22%
40 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 39,685 316,000 0.21%
41 DUPONT CAPITAL MANAGEMENT CORP 38,333 305,000 0.21%
42 CREDIT SUISSE AG/ 36,847 293,000 0.20%
43 D. E. Shaw & Co., Inc. 35,563 283,000 0.19%
44 RENAISSANCE TECHNOLOGIES LLC 34,500 275,000 0.19%
45 TEACHERS ADVISORS, LLC 31,571 251,000 0.17%
46 RHUMBLINE ADVISERS 29,674 236,000 0.16%
47 ROYAL BANK OF CANADA 28,099 224,000 0.15%
48 NN INVESTMENT PARTNERS HOLDINGS N.V. 27,585 220,000 0.15%
49 ClariVest Asset Management LLC 27,500 219,000 0.15%
50 PARAMETRIC PORTFOLIO ASSOCIATES LLC 27,109 216,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.