| 1 |
PERCEPTIVE ADVISORS LLC |
6,700,444 |
7,169,000 |
90.46% |
|
|
| 2 |
Fiera Capital Corp |
150,000 |
161,000 |
2.03% |
|
|
| 3 |
Alpine Global Management, LLC |
148,101 |
157,000 |
1.98% |
|
|
| 4 |
B. Riley Wealth Advisors, Inc. |
52,000 |
56,000 |
0.71% |
|
|
| 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
45,152 |
48,000 |
0.61% |
|
|
| 6 |
ROYAL BANK OF CANADA |
37,038 |
40,000 |
0.50% |
|
|
| 7 |
BANK OF MONTREAL /CAN/ |
33,082 |
35,000 |
0.44% |
|
|
| 8 |
GROUP ONE TRADING LLC |
32,552 |
35,000 |
0.44% |
|
|
| 9 |
GEODE CAPITAL MANAGEMENT, LLC |
30,249 |
32,000 |
0.40% |
|
|
| 10 |
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
30,000 |
32,000 |
0.40% |
|
|
| 11 |
Virtu KCG Holdings LLC |
25,971 |
28,000 |
0.35% |
|
|
| 12 |
LPL Financial LLC |
20,000 |
20,000 |
0.25% |
|
|
| 13 |
A.R.T. Advisors, LLC |
18,444 |
19,000 |
0.24% |
|
|
| 14 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
18,300 |
19,000 |
0.24% |
Put |
|
| 15 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
17,000 |
18,000 |
0.23% |
Call |
|
| 16 |
1832 Asset Management L.P. |
11,720 |
13,000 |
0.16% |
|
|
| 17 |
SEGALL BRYANT & HAMILL, LLC |
11,000 |
12,000 |
0.15% |
|
|
| 18 |
UBS Group AG |
9,645 |
10,000 |
0.13% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
5,500 |
6,000 |
0.08% |
|
|
| 20 |
Creative Planning |
5,014 |
5,000 |
0.06% |
|
|
| 21 |
CUTLER GROUP LLC / CA |
5,229 |
5,000 |
0.06% |
|
|
| 22 |
MORGAN STANLEY |
3,005 |
3,000 |
0.04% |
|
|
| 23 |
I.G. INVESTMENT MANAGEMENT, LTD. |
814 |
1,000 |
0.01% |
|
|
| 24 |
Corbenic Partners LLC |
700 |
1,000 |
0.01% |
|
|
| 25 |
CT Financial Advisors LLC |
15 |
16 |
0.00% |
|
|
| 26 |
DEUTSCHE BANK AG\ |
300 |
0 |
0.00% |
|
|
| 27 |
SIMPLEX TRADING, LLC |
483 |
0 |
0.00% |
|
|
| 28 |
HUNTINGTON NATIONAL BANK |
500 |
0 |
0.00% |
|
|
| 29 |
CREDIT AGRICOLE S A |
15 |
0 |
0.00% |
|
|
| 30 |
Tower Research Capital LLC (TRC) |
0 |
0 |
0.00% |
|
|
| 31 |
WELLS FARGO & COMPANY/MN |
11 |
0 |
0.00% |
|
|
