| 1 |
PERCEPTIVE ADVISORS LLC |
6,750,444 |
6,885,000 |
92.02% |
|
|
| 2 |
Fiera Capital Corp |
150,000 |
156,000 |
2.09% |
|
|
| 3 |
Alpine Global Management, LLC |
148,101 |
151,000 |
2.02% |
|
|
| 4 |
B. Riley Wealth Advisors, Inc. |
60,000 |
62,000 |
0.83% |
|
|
| 5 |
ROYAL BANK OF CANADA |
40,118 |
41,000 |
0.55% |
|
|
| 6 |
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
30,000 |
31,000 |
0.41% |
|
|
| 7 |
GEODE CAPITAL MANAGEMENT, LLC |
29,880 |
31,000 |
0.41% |
|
|
| 8 |
WOLVERINE TRADING LP /BD |
131 |
14,017 |
0.19% |
Call |
|
| 9 |
MORGAN STANLEY |
13,389 |
14,000 |
0.19% |
|
|
| 10 |
GROUP ONE TRADING LLC |
11,600 |
12,000 |
0.16% |
|
|
| 11 |
SEGALL BRYANT & HAMILL, LLC |
11,000 |
11,000 |
0.15% |
|
|
| 12 |
BLAIR WILLIAM & CO/IL |
10,800 |
11,000 |
0.15% |
|
|
| 13 |
LPL Financial LLC |
10,000 |
10,000 |
0.13% |
|
|
| 14 |
Creative Planning |
7,814 |
8,000 |
0.11% |
|
|
| 15 |
BANK OF MONTREAL /CAN/ |
8,223 |
8,000 |
0.11% |
|
|
| 16 |
WOLVERINE TRADING LP /BD |
70 |
7,490 |
0.10% |
Put |
|
| 17 |
BANK OF AMERICA CORP /DE/ |
7,000 |
7,000 |
0.09% |
|
|
| 18 |
UBS Group AG |
5,462 |
6,000 |
0.08% |
|
|
| 19 |
CUTLER GROUP LLC / CA |
5,229 |
5,000 |
0.07% |
|
|
| 20 |
Tradewinds Capital Management, LLC |
2,500 |
3,000 |
0.04% |
|
|
| 21 |
1832 Asset Management L.P. |
3,150 |
3,000 |
0.04% |
|
|
| 22 |
DEUTSCHE BANK AG\ |
2,300 |
2,000 |
0.03% |
|
|
| 23 |
I.G. INVESTMENT MANAGEMENT, LTD. |
814 |
1,000 |
0.01% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
1,000 |
1,000 |
0.01% |
|
|
| 25 |
Corbenic Partners LLC |
700 |
1,000 |
0.01% |
|
|
| 26 |
WOLVERINE TRADING LP /BD |
210 |
225 |
0.00% |
|
|
| 27 |
CT Financial Advisors LLC |
15 |
15 |
0.00% |
|
|
| 28 |
CREDIT AGRICOLE S A |
15 |
0 |
0.00% |
|
|
| 29 |
WELLS FARGO & COMPANY/MN |
11 |
0 |
0.00% |
|
|
| 30 |
TORONTO DOMINION BANK |
88 |
0 |
0.00% |
|
|
| 31 |
HUNTINGTON NATIONAL BANK |
500 |
0 |
0.00% |
|
|
| 32 |
SIMPLEX TRADING, LLC |
904 |
0 |
0.00% |
|
|
