| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERICAN INTERNATIONAL GROUP, INC. | 43,183 | 209,000 | 74.91% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,085 | 15,000 | 5.38% | ||
| 3 | UBS Group AG | 2,390 | 12,000 | 4.30% | ||
| 4 | Creative Planning | 1,820 | 9,000 | 3.23% | ||
| 5 | Tower Research Capital LLC (TRC) | 1,387 | 7,000 | 2.51% | ||
| 6 | ROYAL BANK OF CANADA | 1,068 | 5,000 | 1.79% | ||
| 7 | Advisory Services Network, LLC | 904 | 4,000 | 1.43% | ||
| 8 | BRONFMAN E.L. ROTHSCHILD, L.P. | 600 | 3,000 | 1.08% | ||
| 9 | CITIGROUP INC | 653 | 3,000 | 1.08% | ||
| 10 | DEUTSCHE BANK AG\ | 692 | 3,000 | 1.08% | ||
| 11 | EDMOND DE ROTHSCHILD (SUISSE) S.A. | 500 | 2,000 | 0.72% | ||
| 12 | WELLS FARGO & COMPANY/MN | 400 | 2,000 | 0.72% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 500 | 2,000 | 0.72% | ||
| 14 | EDMOND DE ROTHSCHILD HOLDING S.A. | 500 | 2,000 | 0.72% | ||
| 15 | MORGAN STANLEY | 215 | 1,000 | 0.36% | ||
| 16 | Ruggie Capital Group | 100 | 0 | 0.00% | ||
| 17 | TORONTO DOMINION BANK | 13 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
