| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Anson Funds Management LP | 843,750 | 3,223,000 | 92.25% | ||
| 2 | ADVISOR GROUP, INC. | 40,893 | 155,000 | 4.44% | ||
| 3 | Virtu KCG Holdings LLC | 17,108 | 65,000 | 1.86% | ||
| 4 | UBS Group AG | 4,274 | 16,000 | 0.46% | ||
| 5 | Creative Planning | 1,820 | 7,000 | 0.20% | ||
| 6 | ROYAL BANK OF CANADA | 1,000 | 4,000 | 0.11% | ||
| 7 | WEALTHPLAN PARTNERS, LLC | 1,000 | 3,820 | 0.11% | ||
| 8 | Advisory Services Network, LLC | 904 | 3,000 | 0.09% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 655 | 3,000 | 0.09% | ||
| 10 | Tower Research Capital LLC (TRC) | 743 | 3,000 | 0.09% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 790 | 3,000 | 0.09% | ||
| 12 | EDMOND DE ROTHSCHILD HOLDING S.A. | 500 | 2,000 | 0.06% | ||
| 13 | EDMOND DE ROTHSCHILD (SUISSE) S.A. | 500 | 2,000 | 0.06% | ||
| 14 | BRONFMAN E.L. ROTHSCHILD, L.P. | 600 | 2,000 | 0.06% | ||
| 15 | MORGAN STANLEY | 500 | 2,000 | 0.06% | ||
| 16 | Ruggie Capital Group | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
