| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVISOR GROUP, INC. | 25,820 | 53,000 | 74.58% | ||
| 2 | WESPAC ADVISORS SOCAL, LLC | 2,000 | 4,060 | 5.71% | ||
| 3 | Creative Planning | 2,020 | 4,000 | 5.63% | ||
| 4 | UBS Group AG | 1,121 | 2,000 | 2.81% | ||
| 5 | CREATIVE FINANCIAL DESIGNS INC /ADV | 1,000 | 2,000 | 2.81% | ||
| 6 | ROYAL BANK OF CANADA | 1,000 | 2,000 | 2.81% | ||
| 7 | EDMOND DE ROTHSCHILD HOLDING S.A. | 500 | 1,000 | 1.41% | ||
| 8 | BRONFMAN E.L. ROTHSCHILD, L.P. | 600 | 1,000 | 1.41% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 600 | 1,000 | 1.41% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 655 | 1,000 | 1.41% | ||
| 11 | Ruggie Capital Group | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
