| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Anson Funds Management LP | 713,306 | 1,712,000 | 93.54% | ||
| 2 | ADVISOR GROUP, INC. | 39,124 | 94,000 | 5.14% | ||
| 3 | UBS Group AG | 3,856 | 9,000 | 0.49% | ||
| 4 | Creative Planning | 1,820 | 4,000 | 0.22% | ||
| 5 | WEALTHPLAN PARTNERS, LLC | 1,000 | 2,220 | 0.12% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 655 | 2,000 | 0.11% | ||
| 7 | Advisory Services Network, LLC | 904 | 2,000 | 0.11% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 500 | 1,000 | 0.05% | ||
| 9 | EDMOND DE ROTHSCHILD HOLDING S.A. | 500 | 1,000 | 0.05% | ||
| 10 | EDMOND DE ROTHSCHILD (SUISSE) S.A. | 500 | 1,000 | 0.05% | ||
| 11 | BRONFMAN E.L. ROTHSCHILD, L.P. | 600 | 1,000 | 0.05% | ||
| 12 | Tower Research Capital LLC (TRC) | 613 | 1,000 | 0.05% | ||
| 13 | Ruggie Capital Group | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
