Dark
Light
System
Security
Swiss Helvetia Fd
Swiss Helvetia Fd. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 58 Institutional holders with a total value of $166,078,530.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 MUFG Americas Holdings Corp 1,594 16,000 0.01%
52 Creative Planning 1,069 11,000 0.01%
53 BARCLAYS PLC 1,000 10,000 0.01%
54 TOMPKINS FINANCIAL CORP 500 5,000 0.00%
55 US BANCORP \DE\ 350 4,000 0.00%
56 North Star Investment Management Corp. 340 4,000 0.00%
57 Bartlett & Co. LLC 250 3,000 0.00%
58 MassMutual Private Wealth & Trust, FSB 119 1,232 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.